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Portfolio (Quarterly) Guide ↗

BENJAMIN EDWARDS INC

· CIK 0001451623
13F Portfolio $9.0B AUM 1,919 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 95 New 644 Added 450 Reduced 80 Exited
Page 61 of 66  ·  1,311 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 SHYL DBX ETF TR 5,349.0 $241K 0.00% NEW $45.01 -1.9%
1202 ASH ASHLAND INC Basic Materials 4,101.0 $241K 0.00% NEW $58.67 -6.8%
1203 AVK ADVENT CONV & INCOME FD Financial Services 19,093.0 $239K 0.00% +3K +17.6% $12.54 -2.9%
1204 UGI UGI CORP NEW Utilities 6,346.0 $238K 0.00% NEW $37.43 -7.7%
1205 RDVI FIRST TR EXCHANGE-TRADED FD 9,044.0 $237K 0.00% -586.0 -6.1% $26.24 +2.6%
1206 SOUN SOUNDHOUND AI INC Technology 23,550.0 $235K 0.00% NEW $9.97 -16.2%
1207 NVT NVENT ELECTRIC PLC Industrials 2,284.0 $233K 0.00% -366.0 -13.8% $101.97 +57.6%
1208 STAG STAG INDL INC Real Estate 6,332.0 $233K 0.00% +102.0 +1.6% $36.75 +3.9%
1209 ALK ALASKA AIR GROUP INC Industrials 4,622.0 $232K 0.00% $50.30 -28.0%
1210 CVLT COMMVAULT SYS INC Technology 1,852.0 $232K 0.00% +162.0 +9.6% $125.34 -15.5%
1211 SNX TD SYNNEX CORPORATION Technology 1,545.0 $232K 0.00% -51.0 -3.2% $150.22 +51.7%
1212 NUKZ EXCHANGE TRADED CONCEPTS TRU 3,649.0 $232K 0.00% +386.0 +11.8% $63.50 +5.7%
1213 ARCC ARES CAPITAL CORP Financial Services 11,387.0 $230K 0.00% NEW $20.23 -8.2%
1214 IAGG ISHARES TR 4,587.0 $229K 0.00% $50.00 -0.7%
1215 SSRM SSR MINING IN Basic Materials 10,464.0 $229K 0.00% $21.91 +40.2%
1216 AOK ISHARES TR 5,699.0 $229K 0.00% NEW $40.14 +1.5%
1217 PACB PACIFIC BIOSCIENCES CALIF IN Healthcare 121,926.0 $228K 0.00% -12K -8.9% $1.87 -38.5%
1218 NUV NUVEEN MUN VALUE FD INC Financial Services 25,050.0 $227K 0.00% +2K +8.7% $9.06 -0.7%
1219 CHTR CHARTER COMMUNICATIONS INC N Communication Services 1,081.0 $226K 0.00% NEW $208.68 -31.7%
1220 XMVM INVESCO EXCHANGE TRADED FD T 3,507.0 $225K 0.00% $64.16 +5.5%
Page 61 of 66  ·  1,311 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.9%
Financial Services 16.2%
Industrials 12.9%
Healthcare 9.8%
Consumer Cyclical 8.9%
Consumer Defensive 7.0%
Communication Services 5.4%
Utilities 5.2%
Energy 3.7%
Basic Materials 3.1%