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Portfolio (Quarterly) Guide ↗

BENJAMIN EDWARDS INC

· CIK 0001451623
13F Portfolio $9.0B AUM 1,919 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 95 New 644 Added 450 Reduced 80 Exited
Page 65 of 66  ·  1,311 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 GNT GAMCO NAT RES GOLD & INCOME Financial Services 20,842.0 $155K 0.00% $7.45 +9.0%
1282 VALE VALE S A Basic Materials 11,051.0 $144K 0.00% +561.0 +5.3% $13.03 +23.7%
1283 GCV GABELLI CONV & INC SECS FD I Financial Services 34,232.0 $142K 0.00% -7K -16.1% $4.15 +6.5%
1284 SFL SFL CORPORATION LTD Industrials 17,795.0 $139K 0.00% NEW $7.81 +60.6%
1285 BLACKROCK MUNIVEST FD INC 19,639.0 $136K 0.00% $6.93
1286 EIM EATON VANCE MUN BD FD Financial Services 13,583.0 $132K 0.00% NEW $9.73 -1.0%
1287 BLACKROCK MUNIVEST FD II INC 11,963.0 $129K 0.00% -2K -11.1% $10.81
1288 ABRDN GLOBAL PREMIER PPTYS F 31,419.0 $121K 0.00% +3K +11.8% $3.84
1289 PLUG PLUG POWER INC Industrials 60,614.0 $119K 0.00% +7K +13.6% $1.97 +65.5%
1290 CHY CALAMOS CONV & HIGH INCOME F Financial Services 10,500.0 $119K 0.00% $11.31 +7.6%
1291 BLACKROCK MUNI INCOME TR II 10,989.0 $115K 0.00% $10.44
1292 LUMN LUMEN TECHNOLOGIES INC Communication Services 13,971.0 $109K 0.00% -18K -56.1% $7.77 +17.0%
1293 NVTS NAVITAS SEMICONDUCTOR CORP Technology 15,000.0 $107K 0.00% NEW $7.14 +185.2%
1294 TTI TETRA TECHNOLOGIES INC DEL Energy 11,232.0 $105K 0.00% NEW $9.37 +11.9%
1295 VMO INVESCO MUN OPPORTUNITY TR Financial Services 10,789.0 $103K 0.00% NEW $9.57 -1.7%
1296 HIX WESTERN ASSET HIGH INCOM FD Financial Services 24,087.0 $100K 0.00% +5K +28.3% $4.16 -5.4%
1297 HGLB HIGHLAND GLOBAL ALLOCATION F Financial Services 10,645.0 $97K 0.00% +465.0 +4.6% $9.13 -12.3%
1298 CNH INDL N V 10,450.0 $96K 0.00% -1K -12.1% $9.22
1299 PCF HIGH INCOME SECS FD Financial Services 15,348.0 $94K 0.00% $6.15 -9.4%
1300 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 14,328.0 $90K 0.00% +730.0 +5.4% $6.30 -20.4%
Page 65 of 66  ·  1,311 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.9%
Financial Services 16.2%
Industrials 12.9%
Healthcare 9.8%
Consumer Cyclical 8.9%
Consumer Defensive 7.0%
Communication Services 5.4%
Utilities 5.2%
Energy 3.7%
Basic Materials 3.1%