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Portfolio (Quarterly) Guide ↗

K2 PRINCIPAL FUND, L.P.

· CIK 0001461790
13F Portfolio $1.4B AUM 487 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 212 New 74 Added 83 Reduced 135 Exited
Page 19 of 25  ·  487 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 BLUEROCK PVT REAL ESTATE FD 10,900.0 $181K 0.01% NEW $16.61
362 NWAX NEW AMER ACQUISITION I CORP Financial Services 17,180.0 $172K 0.01% NEW $10.01 +0.7%
363 INFLECTION PT ACQUISITION CO 473,166.0 $166K 0.01% $0.35
364 AIOT CALL POWERFLEET INC Technology 50,000.0 $154K 0.01% NEW $3.08 +5.2%
365 ARCHIMEDES TECH SPAC PTNRS I 281,777.0 $152K 0.01% NEW $0.54
366 SPRING VY ACQUISITION CORP I 134,299.0 $140K 0.01% +68K +101.5% $1.04
367 PRESIDIO PRODTN CO 162,326.0 $131K 0.01% NEW $0.81
368 LIVE OAK ACQUISITION CORP V 90,700.0 $130K 0.01% -42K -31.4% $1.43
369 NEWHOLD INVT CORP III 345,252.0 $128K 0.01% +226K +190.5% $0.37
370 PTON CALL PELOTON INTERACTIVE INC Consumer Cyclical 29,000.0 $124K 0.01% +18K +163.6% $4.29 +23.3%
371 ARCHIMEDES TECH SPAC PARTNER 239,895.0 $122K 0.01% $0.51
372 BLUE ACQUISITION CORP. 362,268.0 $109K 0.01% +287K +383.0% $0.30
373 GCT SEMICONDUCTOR HLDG INC 583,091.0 $105K 0.01% -100K -14.6% $0.18
374 SPRY CALL ARS PHARMACEUTICALS INC Healthcare 13,000.0 $104K 0.01% -168K -92.8% $8.03 -7.5%
375 LEGATO MERGER CORP III 207,873.0 $104K 0.01% -201K -49.2% $0.50
376 ART TECHNOLOGY ACQUISITION C 332,259.0 $96K 0.01% NEW $0.29
377 PCF HIGH INCOME SECS FD Financial Services 16,617.0 $92K 0.01% $5.52 +2.4%
378 NEW PROVIDENCE ACQUISITION C 482,165.0 $92K 0.01% +457K +1852.1% $0.19
379 INFINITE EAGLE ACQUISITION C 500,400.0 $90K 0.01% NEW $0.18
380 A PARADISE ACQUISITION CORP 199,400.0 $90K 0.01% -451K -69.3% $0.45
Page 19 of 25  ·  487 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.5%
Technology 10.0%
Consumer Cyclical 8.5%
Energy 8.3%
Industrials 8.2%
Communication Services 7.9%
Basic Materials 7.8%
Healthcare 6.1%
Utilities 6.1%
Real Estate 2.3%