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Portfolio (Quarterly) Guide ↗

B. Riley Wealth Advisors, Inc.

· CIK 0001464811
13F Portfolio $1.9B AUM 914 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 914 New
Page 38 of 46  ·  914 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 FXH FIRST TR EXCHANGE-TRADED FD 1,770.0 $218K 0.01% NEW $122.89 +10.2%
742 STWD STARWOOD PPTY TR INC Real Estate 12,811.0 $217K 0.01% NEW $16.96 -5.7%
743 SCHA SCHWAB STRATEGIC TR 6,083.0 $217K 0.01% NEW $35.67 -3.0%
744 AMD CALL ADVANCED MICRO DEVICES INC Technology 400.0 $216K 0.01% NEW $539.49 -10.2%
745 ARES ARES MANAGEMENT CORPORATION Financial Services 2,005.0 $216K 0.01% NEW $107.58 +33.4%
746 IEI ISHARES TR 1,829.0 $215K 0.01% NEW $117.75 -0.9%
747 FCNCA FIRST CTZNS BANCSHARES INC D Financial Services 103.0 $215K 0.01% NEW $2089.06 +4.9%
748 IOVA IOVANCE BIOTHERAPEUTICS INC Healthcare 51,000.0 $215K 0.01% NEW $4.21 +97.4%
749 SCHR SCHWAB STRATEGIC TR 8,675.0 $215K 0.01% NEW $24.74 -1.1%
750 MP MP MATERIALS CORP Basic Materials 3,917.0 $214K 0.01% NEW $54.74 +9.7%
751 VGSH VANGUARD SCOTTSDALE FDS 3,680.0 $214K 0.01% NEW $58.25 -0.1%
752 DHS WISDOMTREE TR 1,870.0 $214K 0.01% NEW $114.43 +4.3%
753 GDV GABELLI DIVID & INCOME TR Financial Services 7,314.0 $214K 0.01% NEW $29.20 +4.5%
754 RRX REGAL REXNORD CORPORATION Industrials 971.0 $214K 0.01% NEW $219.88 -25.3%
755 MELI MERCADOLIBRE INC Consumer Cyclical 126.0 $212K 0.01% NEW $1683.12 +17.4%
756 HPI HANCOCK JOHN PFD INCOME FD Financial Services 13,030.0 $211K 0.01% NEW $16.21 -1.5%
757 MLN VANECK ETF TRUST 11,859.0 $211K 0.01% NEW $17.81 -2.6%
758 DWX SPDR INDEX SHS FDS 4,575.0 $211K 0.01% NEW $46.16 +4.7%
759 FPXI FIRST TR EXCHANGE-TRADED FD 2,550.0 $209K 0.01% NEW $82.05 -12.8%
760 TKO TKO GROUP HOLDINGS INC Communication Services 986.0 $209K 0.01% NEW $211.56 -9.7%
Page 38 of 46  ·  914 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.4%
Financial Services 18.1%
Healthcare 8.8%
Consumer Cyclical 7.6%
Communication Services 7.0%
Industrials 6.8%
Consumer Defensive 3.4%
Basic Materials 2.8%
Energy 2.5%
Utilities 1.9%