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Portfolio (Quarterly) Guide ↗

B. Riley Wealth Advisors, Inc.

· CIK 0001464811
13F Portfolio $1.9B AUM 914 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 914 New
Page 42 of 46  ·  914 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 GLQ CLOUGH GLOBAL EQUITY FD Financial Services 15,000.0 $128K 0.01% NEW $8.56 -6.0%
822 RITM RITHM CAPITAL CORP Real Estate 13,577.0 $128K 0.01% NEW $9.42 +8.0%
823 IGV CALL ISHARES TR 1,400.0 $126K 0.01% NEW $89.89 +13.3%
824 AAL AMERICAN AIRLINES GROUP INC Industrials 6,989.0 $125K 0.01% NEW $17.92 -22.2%
825 CVX CALL CHEVRON CORPORATION Energy 708.0 $119K 0.01% NEW $168.56 +18.6%
826 KIO KKR INCOME OPPORTUNITIES FD Financial Services 10,148.0 $115K 0.01% NEW $11.29 -1.7%
827 AGNC AGNC INVT CORP Real Estate 10,259.0 $113K 0.01% NEW $11.00 -0.8%
828 OMER OMEROS CORP Healthcare 11,369.0 $113K 0.01% NEW $9.91 +94.6%
829 PRU CALL PRUDENTIAL FINL INC Financial Services 1,000.0 $109K 0.01% NEW $109.20 +10.0%
830 AAL CALL AMERICAN AIRLINES GROUP INC Industrials 6,000.0 $108K 0.01% NEW $17.92 -22.2%
831 BJ CALL BJS WHSL CLUB HLDGS INC Consumer Defensive 1,200.0 $107K 0.01% NEW $89.34 +5.6%
832 ABEV AMBEV SA Consumer Defensive 33,379.0 $106K 0.01% NEW $3.18 -7.9%
833 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 10,064.0 $106K 0.01% NEW $10.53 -4.4%
834 HD CALL HOME DEPOT INC Consumer Cyclical 300.0 $105K 0.01% NEW $350.81 -3.7%
835 UNH CALL UNITEDHEALTH GROUP INC Healthcare 251.0 $105K 0.01% NEW $419.10 -5.4%
836 JPM CALL JPMORGAN CHASE & CO Financial Services 300.0 $99K 0.01% NEW $329.39 +8.3%
837 HLN HALEON PLC Healthcare 10,400.0 $97K 0.01% NEW $9.33 +9.1%
838 LEU CALL CENTRUS ENERGY CORP Energy 600.0 $96K 0.01% NEW $160.25 +20.7%
839 MMT ABERDEEN MULTI-MARKET INCOME Financial Services 21,397.0 $95K 0.01% NEW $4.42 -0.0%
840 CSCO CALL CISCO SYS INC Technology 800.0 $94K 0.01% NEW $117.70 -5.6%
Page 42 of 46  ·  914 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.4%
Financial Services 18.1%
Healthcare 8.8%
Consumer Cyclical 7.6%
Communication Services 7.0%
Industrials 6.8%
Consumer Defensive 3.4%
Basic Materials 2.8%
Energy 2.5%
Utilities 1.9%