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Portfolio (Quarterly) Guide ↗

B. Riley Wealth Advisors, Inc.

· CIK 0001464811
13F Portfolio $1.9B AUM 914 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 914 New
Page 13 of 46  ·  914 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 CGGR CAPITAL GROUP GROWTH ETF 28,860.0 $1.4M 0.07% NEW $46.81 -0.0%
242 USIG ISHARES TR 26,196.0 $1.3M 0.07% NEW $51.52 -2.0%
243 LITE LUMENTUM HLDGS INC Technology 1,578.0 $1.3M 0.07% NEW $851.40 +9.3%
244 SCHW SCHWAB CHARLES CORP Financial Services 14,792.0 $1.3M 0.07% NEW $90.55 +20.7%
245 OEF ISHARES TR 3,692.0 $1.3M 0.07% NEW $362.49 +4.0%
246 VOT VANGUARD INDEX FDS 4,385.0 $1.3M 0.07% NEW $303.78 +0.4%
247 ASML ASML HLDG NV Technology 704.0 $1.3M 0.07% NEW $1883.75 -7.7%
248 XLE SELECT SECTOR SPDR TR 24,617.0 $1.3M 0.07% NEW $53.58 +17.1%
249 AMGN AMGEN INC Healthcare 3,654.0 $1.3M 0.07% NEW $360.53 +22.8%
250 DAL DELTA AIR LINES INC Industrials 14,103.0 $1.3M 0.07% NEW $93.17 -10.5%
251 DUK DUKE ENERGY CORP NEW Utilities 10,151.0 $1.3M 0.07% NEW $128.33 -4.8%
252 CRM SALESFORCE INC Technology 8,237.0 $1.3M 0.07% NEW $157.93 +28.9%
253 FLOT ISHARES TR 25,359.0 $1.3M 0.07% NEW $51.05 -0.0%
254 CSX CSX CORP Industrials 26,693.0 $1.3M 0.07% NEW $48.01 +8.4%
255 BLACKROCK ETF TRUST 35,122.0 $1.3M 0.07% NEW $36.38
256 HAL HALLIBURTON CO Energy 37,204.0 $1.3M 0.07% NEW $34.09 -0.8%
257 OILK PROSHARES TR 26,639.0 $1.3M 0.07% NEW $47.59 +11.1%
258 USFR WISDOMTREE TR 25,160.0 $1.3M 0.07% NEW $50.34 +0.0%
259 IMVP INVESCO INDIA EXCHANGE-TRADE 62,835.0 $1.3M 0.07% NEW $20.12 -0.2%
260 LHX L3HARRIS TECHNOLOGIES INC Industrials 4,307.0 $1.2M 0.07% NEW $289.38 -9.4%
Page 13 of 46  ·  914 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.4%
Financial Services 18.1%
Healthcare 8.8%
Consumer Cyclical 7.6%
Communication Services 7.0%
Industrials 6.8%
Consumer Defensive 3.4%
Basic Materials 2.8%
Energy 2.5%
Utilities 1.9%