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Portfolio (Quarterly) Guide ↗

B. Riley Wealth Advisors, Inc.

· CIK 0001464811
13F Portfolio $1.9B AUM 914 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 914 New
Page 43 of 46  ·  914 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 RTX CALL RTX CORPORATION Industrials 500.0 $94K 0.01% NEW $187.33 +12.3%
842 OWL BLUE OWL CAPITAL INC Financial Services 10,920.0 $93K 0.01% NEW $8.52 +38.4%
843 INTC CALL INTEL CORP Technology 704.0 $93K 0.01% NEW $131.71 -33.6%
844 GOOGL CALL ALPHABET INC Communication Services 260.0 $92K 0.01% NEW $353.65 -1.9%
845 ORCL CALL ORACLE CORP Technology 600.0 $89K 0.01% NEW $147.76 -2.1%
846 VUZI VUZIX CORP Technology 30,000.0 $82K 0.00% NEW $2.73 +0.4%
847 POLYPID LTD 15,130.0 $75K 0.00% NEW $4.97
848 GLD CALL SPDR GOLD TR Financial Services 200.0 $74K 0.00% NEW $368.58 +16.1%
849 CALL CARNIVAL CORP LTD 2,500.0 $73K 0.00% NEW $29.19
850 ZTR VIRTUS TOTAL RETURN FD INC Financial Services 10,527.0 $72K 0.00% NEW $6.85 -0.9%
851 PHK PIMCO HIGH INCOME FD Financial Services 15,135.0 $70K 0.00% NEW $4.64 -1.7%
852 LYG LLOYDS BANKING GROUP PLC Financial Services 12,135.0 $70K 0.00% NEW $5.75 +5.7%
853 STGW STAGWELL INC Communication Services 10,000.0 $70K 0.00% NEW $6.96 +25.1%
854 XOM CALL EXXON MOBIL CORP Energy 500.0 $68K 0.00% NEW $136.06 +18.1%
855 ENVX ENOVIX CORPORATION Industrials 10,833.0 $66K 0.00% NEW $6.10 -44.6%
856 VST CALL VISTRA CORP Utilities 400.0 $65K 0.00% NEW $162.38 -14.4%
857 DVN CALL DEVON ENERGY CORP NEW Energy 1,500.0 $63K 0.00% NEW $41.99 +11.7%
858 DE CALL DEERE & CO Industrials 100.0 $63K 0.00% NEW $626.63 +0.6%
859 CBUS CIBUS INC Healthcare 40,120.0 $57K 0.00% NEW $1.43 +17.5%
860 CALL HONEYWELL INTL INC 250.0 $57K 0.00% NEW $227.80
Page 43 of 46  ·  914 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.4%
Financial Services 18.1%
Healthcare 8.8%
Consumer Cyclical 7.6%
Communication Services 7.0%
Industrials 6.8%
Consumer Defensive 3.4%
Basic Materials 2.8%
Energy 2.5%
Utilities 1.9%