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Portfolio (Quarterly) Guide ↗

B. Riley Wealth Advisors, Inc.

· CIK 0001464811
13F Portfolio $1.9B AUM 914 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 914 New
Page 5 of 46  ·  914 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 IVE ISHARES TR 25,265.0 $5.7M 0.31% NEW $227.16 +4.5%
82 IWB ISHARES TR 14,008.0 $5.7M 0.30% NEW $406.30 +3.3%
83 BNDX VANGUARD CHARLOTTE FDS 114,975.0 $5.6M 0.30% NEW $48.52 -1.3%
84 VBK VANGUARD INDEX FDS 14,668.0 $5.3M 0.28% NEW $361.42 -1.4%
85 BAC BANK OF AMER CORP Financial Services 89,919.0 $5.2M 0.28% NEW $57.88 +7.9%
86 IEFA ISHARES TR 53,773.0 $5.2M 0.28% NEW $96.32 +5.3%
87 MS MORGAN STANLEY Financial Services 24,365.0 $5.2M 0.28% NEW $211.72 +2.4%
88 ORCL ORACLE CORP Technology 34,390.0 $5.1M 0.27% NEW $147.76 -2.1%
89 CSCO CISCO SYS INC Technology 42,479.0 $5.0M 0.27% NEW $117.70 -5.6%
90 UNH UNITEDHEALTH GROUP INC Healthcare 11,819.0 $5.0M 0.27% NEW $419.82 -5.5%
91 QQEW FIRST TR EXCHANGE-TRADED FD 31,065.0 $4.9M 0.26% NEW $158.08 +3.7%
92 SCHG SCHWAB STRATEGIC TR 146,694.0 $4.9M 0.26% NEW $33.46 +5.6%
93 MA MASTERCARD INCORPORATED Financial Services 9,299.0 $4.7M 0.25% NEW $509.64 +17.6%
94 MRVL MARVELL TECHNOLOGY INC Technology 16,884.0 $4.7M 0.25% NEW $277.75 -13.5%
95 AMAT APPLIED MATLS INC Technology 6,705.0 $4.7M 0.25% NEW $694.59 -30.9%
96 JEPI J P MORGAN EXCHANGE TRADED F 81,743.0 $4.6M 0.25% NEW $56.44 +3.0%
97 C CITIGROUP INC Financial Services 31,436.0 $4.5M 0.24% NEW $142.49 -6.5%
98 CVX CHEVRON CORPORATION Energy 26,293.0 $4.4M 0.24% NEW $168.47 +18.7%
99 MNA NEW YORK LIFE INVESTMENTS ET 118,488.0 $4.3M 0.23% NEW $36.50 +1.0%
100 VWO VANGUARD INTL EQUITY INDEX F 71,987.0 $4.3M 0.23% NEW $59.18 +2.5%
Page 5 of 46  ·  914 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.4%
Financial Services 18.1%
Healthcare 8.8%
Consumer Cyclical 7.6%
Communication Services 7.0%
Industrials 6.8%
Consumer Defensive 3.4%
Basic Materials 2.8%
Energy 2.5%
Utilities 1.9%