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Portfolio (Quarterly) Guide ↗

B. Riley Wealth Advisors, Inc.

· CIK 0001464811
13F Portfolio $1.9B AUM 914 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 914 New
Page 9 of 46  ·  914 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 AZO AUTOZONE INC Consumer Cyclical 743.0 $2.3M 0.12% NEW $3153.62 -4.0%
162 JCI JOHNSON CONTROLS INTERNATION Industrials 16,606.0 $2.3M 0.12% NEW $140.47 +1.0%
163 SPSM SPDR SERIES TRUST 40,150.0 $2.3M 0.12% NEW $57.28 -0.4%
164 FTSM FIRST TR EXCHANGE-TRADED FD 38,081.0 $2.3M 0.12% NEW $59.93 -0.0%
165 EPD ENTERPRISE PRODS PARTNERS L 61,273.0 $2.2M 0.12% NEW $36.66
166 SCHD SCHWAB STRATEGIC TR 70,247.0 $2.2M 0.12% NEW $31.93 +10.0%
167 IHI ISHARES TR 44,262.0 $2.2M 0.12% NEW $50.67 +9.9%
168 AXP AMERICAN EXPRESS CO Financial Services 6,511.0 $2.2M 0.12% NEW $340.88 -1.4%
169 PFE PFIZER INC Healthcare 90,498.0 $2.2M 0.12% NEW $24.37 +17.2%
170 IWM ISHARES TR 7,297.0 $2.2M 0.12% NEW $298.98 +0.1%
171 FLTB FIDELITY MERRIMACK STR TR 42,931.0 $2.2M 0.12% NEW $50.17 -0.0%
172 MBB ISHARES TR 22,530.0 $2.1M 0.12% NEW $94.97 -1.3%
173 EFV ISHARES TR 27,894.0 $2.1M 0.11% NEW $76.57 +7.9%
174 CB CHUBB LIMITED Financial Services 6,220.0 $2.1M 0.11% NEW $343.32 -0.1%
175 QUAL ISHARES TR 9,663.0 $2.1M 0.11% NEW $217.28 +3.1%
176 KLAC KLA CORP Technology 7,462.0 $2.1M 0.11% NEW $278.39 -34.1%
177 FDX FEDEX CORP Industrials 6,350.0 $2.1M 0.11% NEW $325.37 +2.6%
178 AIRR FIRST TR EXCHANGE TRADED FD 15,699.0 $2.1M 0.11% NEW $131.58 -15.5%
179 DBEF DBX ETF TR 37,078.0 $2.0M 0.11% NEW $54.47 +3.0%
180 PSI INVESCO EXCHANGE TRADED FD T 11,200.0 $2.0M 0.11% NEW $177.98 -23.6%
Page 9 of 46  ·  914 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.4%
Financial Services 18.1%
Healthcare 8.8%
Consumer Cyclical 7.6%
Communication Services 7.0%
Industrials 6.8%
Consumer Defensive 3.4%
Basic Materials 2.8%
Energy 2.5%
Utilities 1.9%