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Portfolio (Quarterly) Guide ↗

DRW Securities, LLC

· CIK 0001481986
13F Portfolio $7.2B AUM 1,242 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 656 New 341 Added 215 Reduced 618 Exited
Page 11 of 11  ·  215 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 SPHD INVESCO EXCH TRADED FD TR II 4,040.0 $200K 0.00% -2K -29.9% $49.61 +0.1%
202 JXN JACKSON FINANCIAL INC Financial Services 1,894.0 $200K 0.00% -2K -49.1% $105.72 +3.5%
203 HEARTSCIENCES INC 76,450.0 $192K 0.00% -19K -19.6% $2.51
204 CRVS CORVUS PHARMACEUTICALS INC Healthcare 10,584.0 $155K 0.00% -13K -54.7% $14.63 -14.5%
205 VLYPN VALLEY NATL BANCORP Financial Services 11,913.0 $146K 0.00% -64K -84.2% $12.28 +111.0%
206 KOS KOSMOS ENERGY LTD Energy 51,024.0 $142K 0.00% -36K -41.1% $2.78 +10.8%
207 COTY COTY INC Consumer Defensive 68,504.0 $138K 0.00% -23K -25.3% $2.01 -5.2%
208 LIBERTY GLOBAL LTD 10,228.0 $124K 0.00% -5K -32.8% $12.09
209 IMMUNITYBIO INC 11,139.0 $85K 0.00% -53K -82.6% $7.67
210 AMS AMERICAN SHARED HOSPITAL SVC Healthcare 32,889.0 $48K 0.00% -18K -34.9% $1.45 -6.2%
211 AWX AVALON HLDGS CORP Industrials 11,804.0 $31K -9K -43.3% $2.59 -1.9%
212 SINTX TECHNOLOGIES INC 12,060.0 $30K -78K -86.7% $2.50
213 PTIX PROTAGENIC THERAPEUTICS INC Healthcare 41,783.0 $28K -1K -2.5% $0.68 -4.1%
214 SNOA SONOMA PHARMACEUTICALS INC Healthcare 12,015.0 $26K -49K -80.3% $2.13 -50.7%
215 SYNLOGIC INC 23,763.0 $14K -600.0 -2.5% $0.61
Page 11 of 11  ·  215 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 26.2%
Technology 16.1%
Consumer Cyclical 9.4%
Communication Services 9.4%
Real Estate 7.5%
Energy 7.5%
Industrials 7.0%
Basic Materials 6.0%
Healthcare 5.3%
Utilities 2.9%