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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 17 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 CALL ARES CAPITAL CORP 310,100.0 $5.6M 0.00% +145K +88.2% $18.02
322 CALL CAPRI HOLDINGS LIMITED 316,600.0 $5.6M 0.00% +218K +220.8% $17.62
323 STZ CONSTELLATION BRANDS INC Consumer Defensive 37,176.0 $5.6M 0.00% +33K +749.5% $150.00 +0.3%
324 CALL PAYCHEX INC 60,500.0 $5.6M 0.00% +27K +78.5% $92.12
325 PUT TPG INC 135,800.0 $5.5M 0.00% +135K +10000.0% $40.51
326 CALL GLOBALFOUNDRIES INC 123,600.0 $5.5M 0.00% +86K +227.8% $44.48
327 PUT BRIDGEBIO PHARMA INC 74,000.0 $5.5M 0.00% +53K +245.8% $74.26
328 CALL FLEXTRONICS INTL LTD 83,600.0 $5.5M 0.00% +58K +230.4% $65.46
329 CALL ELDORADO GOLD CORP NEW 159,200.0 $5.5M 0.00% +36K +29.1% $34.33
330 KGS KODIAK GAS SVCS INC Energy 93,252.0 $5.4M 0.00% +73K +362.8% $58.32 +23.5%
331 CAH CARDINAL HEALTH INC Healthcare 25,707.0 $5.4M 0.00% +2K +7.8% $211.31 -4.9%
332 PUT NOKIA CORP 671,200.0 $5.4M 0.00% +187K +38.5% $8.04
333 PUT THE CAMPBELLS COMPANY 242,300.0 $5.4M 0.00% +48K +25.0% $22.27
334 CALL EXPEDITORS INTL WASH INC 37,600.0 $5.4M 0.00% +37K +10000.0% $143.23
335 PUT LIGHTPATH TECHNOLOGIES INC 536,600.0 $5.4M 0.00% +340K +172.9% $10.03
336 CALL CENTURY ALUM CO 91,200.0 $5.4M 0.00% +5K +5.8% $58.69
337 PUT FLEXTRONICS INTL LTD 81,500.0 $5.3M 0.00% +69K +557.3% $65.46
338 CALL ARGENX SE 7,300.0 $5.3M 0.00% +100.0 +1.4% $730.25
339 CVS CVS HEALTH CORP Healthcare 74,158.0 $5.3M 0.00% +28K +60.6% $71.82 +27.4%
340 PUT ABRDN SILVER ETF TRUST 74,100.0 $5.3M 0.00% +9K +13.3% $71.61
Page 17 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%