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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 31 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 CALL SOLENO THERAPEUTICS INC 62,400.0 $2.1M 0.00% +53K +536.7% $33.48
602 EQNR EQUINOR ASA Energy 49,437.0 $2.1M 0.00% +45K +966.1% $42.20 -13.5%
603 PUT UNITED STATES ANTIMONY CORP 237,500.0 $2.1M 0.00% +74K +45.2% $8.73
604 CALL LATTICE SEMICONDUCTOR CORP 22,300.0 $2.1M 0.00% +17K +337.2% $92.76
605 CALL JEFFERIES FINANCIAL GROUP IN 50,100.0 $2.1M 0.00% +700.0 +1.4% $41.27
606 CDE COEUR MNG INC Basic Materials 110,079.0 $2.1M 0.00% +851.0 +0.8% $18.77 -5.0%
607 CALL FLUTTER ENTMT PLC 20,200.0 $2.1M 0.00% +11K +127.0% $101.95
608 PUT UGI CORP NEW 56,300.0 $2.1M 0.00% +8K +16.3% $36.42
609 CALL TRINET GROUP INC 56,100.0 $2.0M 0.00% +52K +1376.3% $36.43
610 CALL ISHARES S&P GSCI COMMODITY- 63,200.0 $2.0M 0.00% +62K +8928.6% $32.25
611 CALL ELBIT SYS LTD 2,400.0 $2.0M 0.00% +2K +200.0% $849.09
612 CALL FABRINET 3,900.0 $2.0M 0.00% +4K +3800.0% $521.52
613 PUT ALLSTATE CORP 9,800.0 $2.0M 0.00% +400.0 +4.3% $207.34
614 PUT HALLADOR ENERGY COMPANY 124,400.0 $2.0M 0.00% +122K +5083.3% $16.28
615 FMC FMC CORP Basic Materials 116,481.0 $2.0M 0.00% +40K +51.9% $17.22 -21.5%
616 CALL TSS INC DEL 154,000.0 $2.0M 0.00% +21K +15.8% $13.01
617 PUT WIX COM LTD 22,200.0 $2.0M 0.00% +9K +72.1% $90.07
618 CALL SM ENERGY COMPANY 64,100.0 $2.0M 0.00% +14K +29.2% $31.18
619 CALL IOVANCE BIOTHERAPEUTICS INC 569,400.0 $2.0M 0.00% +231K +68.5% $3.51
620 PUT ROYALTY PHARMA PLC 41,600.0 $2.0M 0.00% +27K +177.3% $47.97
Page 31 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%