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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 33 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 CALL SONOCO PRODS CO 34,200.0 $1.8M 0.00% +21K +165.1% $54.09
642 CALL SMITH & WESSON BRANDS INC 128,400.0 $1.8M 0.00% +64K +98.2% $14.33
643 USB US BANCORP Financial Services 35,317.0 $1.8M 0.00% +29K +438.7% $52.01 +4.5%
644 CALL TWENTY ONE CAP INC 285,600.0 $1.8M 0.00% +181K +172.8% $6.40
645 CALL AMER SPORTS INC 55,400.0 $1.8M 0.00% +52K +1631.2% $32.92
646 PUT BXP INC 35,000.0 $1.8M 0.00% +22K +173.4% $51.90
647 TDOC TELADOC HEALTH INC Healthcare 332,811.0 $1.8M 0.00% +101K +43.6% $5.45 +32.1%
648 PUT GUARDANT HEALTH INC 19,600.0 $1.8M 0.00% +3K +16.0% $92.37
649 CALL HOWARD HUGHES HOLDINGS INC 28,600.0 $1.8M 0.00% +20K +253.1% $63.26
650 CALL ENTERGY CORP NEW 16,100.0 $1.8M 0.00% +1K +7.3% $112.36
651 CALL EASTMAN KODAK CO 199,800.0 $1.8M 0.00% +20K +11.4% $9.05
652 NUGT DIREXION SHARES ETF TRUST 9,576.0 $1.8M 0.00% +8K +504.9% $188.25 -12.5%
653 CALL NASDAQ INC 21,200.0 $1.8M 0.00% +4K +19.8% $84.89
654 PUT COMPASS PATHWAYS PLC 325,100.0 $1.8M 0.00% +303K +1398.2% $5.53
655 WHR WHIRLPOOL CORP Consumer Cyclical 33,281.0 $1.8M 0.00% +24K +275.9% $53.92 -19.3%
656 PUT QXO INC 92,300.0 $1.8M 0.00% +25K +37.6% $19.42
657 CALL CRONOS GROUP INC 702,000.0 $1.8M 0.00% +8K +1.1% $2.51
658 PUT TRAVERE THERAPEUTICS INC 59,200.0 $1.8M 0.00% +58K +3382.3% $29.71
659 PUT HYCROFT MINING HOLDING CORP 49,600.0 $1.7M 0.00% +4K +8.5% $35.20
660 PUT AURORA INNOVATION INC 422,900.0 $1.7M 0.00% +71K +20.2% $4.12
Page 33 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%