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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 109 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2161 ITUB ITAU UNIBANCO HLDG S A Financial Services 16,763.0 $140K -97K -85.3% $8.38 -2.1%
2162 PUT LAZARD INC 3,300.0 $140K -2K -31.2% $42.48
2163 PUT SOUND GROUP INC 8,300.0 $140K -27K -76.8% $16.88
2164 CALL TEXTRON INC 1,600.0 $140K -5K -74.6% $87.56
2165 PUT KODIAK GAS SVCS INC 2,400.0 $140K -46K -95.0% $58.32
2166 TW TRADEWEB MKTS INC Financial Services 1,187.0 $140K -2K -58.0% $117.66 -15.1%
2167 PUT URBAN OUTFITTERS INC 2,200.0 $139K -26K -92.3% $63.35
2168 ABEONA THERAPEUTICS INC 31,096.0 $139K -67K -68.3% $4.48
2169 CALL BUILD-A-BEAR WORKSHOP INC 3,700.0 $139K -8K -68.1% $37.45
2170 CALL UGI CORP NEW 3,800.0 $138K -2K -30.9% $36.42
2171 CALL SITIME CORP 400.0 $138K -100.0 -20.0% $345.35
2172 PUT FULL TRUCK ALLIANCE CO LTD 16,500.0 $137K -21K -56.0% $8.30
2173 PUT CERENCE INC 21,700.0 $137K -5K -17.8% $6.31
2174 CALL PEGASYSTEMS INC 3,200.0 $136K -3K -50.0% $42.56
2175 CALL MICROBOT MED INC 56,500.0 $136K -131K -69.8% $2.41
2176 CALL TANGO THERAPEUTICS INC 6,500.0 $136K -34K -84.0% $20.92
2177 CALL ZYMEWORKS INC 5,400.0 $135K -4K -41.9% $25.04
2178 MGNI MAGNITE INC Communication Services 11,316.0 $134K -252K -95.7% $11.88 +59.9%
2179 CALL CANAAN INC 309,500.0 $134K -473K -60.5% $0.43
2180 PUT GOODRX HLDGS INC 68,200.0 $134K -47K -40.6% $1.96
Page 109 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%