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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 111 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2201 NRIX NURIX THERAPEUTICS INC Healthcare 8,113.0 $126K -16K -66.0% $15.50 +49.2%
2202 APPS DIGITAL TURBINE INC Technology 43,611.0 $126K -37K -46.2% $2.88 +189.4%
2203 CALL LIMBACH HLDGS INC 1,600.0 $125K -200.0 -11.1% $78.05
2204 CALL PAYSIGN INC 21,100.0 $124K -34K -61.8% $5.90
2205 PUT VERISIGN INC 500.0 $124K -100.0 -16.7% $248.36
2206 PUT GROUPON INC 10,400.0 $124K -17K -62.6% $11.90
2207 CALL CLEARPOINT NEURO INC 13,600.0 $124K -12K -47.7% $9.10
2208 CALL SAILPOINT INC 9,300.0 $123K -8K -45.6% $13.24
2209 CALL BANC OF CALIFORNIA INC 7,000.0 $123K -43K -86.0% $17.58
2210 CALL VITAL FARMS INC 8,700.0 $123K -29K -77.1% $14.12
2211 PUT INCYTE CORP 1,300.0 $122K -37K -96.6% $94.12
2212 PUT JANUX THERAPEUTICS INC 8,800.0 $122K -21K -70.3% $13.90
2213 PUT FUELCELL ENERGY INC 18,700.0 $122K -89K -82.6% $6.53
2214 PUT ENERSYS 700.0 $122K -100.0 -12.5% $173.72
2215 CALL ATYR PHARMA INC 155,500.0 $121K -8K -4.8% $0.78
2216 PUT LEGEND BIOTECH CORP 6,700.0 $121K -30K -81.8% $18.09
2217 COLD AMERICOLD REALTY TRUST INC Real Estate 10,571.0 $121K -6K -35.4% $11.46 +39.0%
2218 CALL LEAR CORP 1,000.0 $121K -900.0 -47.4% $121.08
2219 PUT CENTERPOINT ENERGY INC 2,800.0 $121K -8K -74.5% $43.16
2220 CALL CHARLES RIV LABS INTL INC 700.0 $121K -800.0 -53.3% $172.50
Page 111 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%