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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 113 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2241 CALL STATE STR CORP 900.0 $114K -10K -92.0% $126.56
2242 PUT BOISE CASCADE CO DEL 1,500.0 $114K -200.0 -11.8% $75.85
2243 DAR DARLING INGREDIENTS INC Consumer Defensive 1,839.0 $114K -14K -88.1% $61.85 +2.0%
2244 SFIX STITCH FIX INC Consumer Cyclical 34,332.0 $114K -50K -59.3% $3.31 +14.5%
2245 ASCENT INDUSTRIES CO 8,517.0 $113K -7K -46.5% $13.31
2246 PUT BRAZE INC 4,800.0 $113K -56K -92.1% $23.61
2247 CALL AKEBIA THREAPEUTICS INC 81,100.0 $113K -61K -43.0% $1.39
2248 CGNX COGNEX CORP Technology 2,296.0 $112K -7K -74.2% $48.99 +30.8%
2249 IUSG ISHARES TR 723.0 $112K -8K -91.7% $155.11 +18.5%
2250 AOSL ALPHA & OMEGA SEMICONDUCTOR Technology 5,020.0 $111K -4K -44.6% $22.16 +41.1%
2251 CALL CALIFORNIA RES CORP 1,600.0 $111K -8K -83.3% $69.22
2252 PUT MSC INDL DIRECT INC 1,200.0 $111K -200.0 -14.3% $92.27
2253 CALL APPFOLIO INC 700.0 $110K -1K -58.8% $157.82
2254 CALL SUI GROUP HOLDINGS LIMITED 91,300.0 $110K -94K -50.6% $1.21
2255 CALL MANULIFE FINL CORP 3,200.0 $110K -3K -51.5% $34.44
2256 PUT RUMBLE INC 21,600.0 $110K -218K -91.0% $5.10
2257 APLS APELLIS PHARMACEUTICALS INC Healthcare 2,735.0 $110K -24K -89.9% $40.23 +2.0%
2258 ZURA BIO LTD 18,491.0 $110K -13K -40.7% $5.95
2259 CALL UNIVERSAL DISPLAY CORP 1,200.0 $110K -3K -71.4% $91.66
2260 CALL FOSSIL GROUP INC 25,500.0 $110K -100K -79.6% $4.31
Page 113 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%