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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 121 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2401 OI O-I GLASS INC Consumer Cyclical 8,050.0 $85K -22K -73.5% $10.51 -13.4%
2402 CALL ACUITY INC 300.0 $84K -3K -91.9% $280.22
2403 CALL STEM INC 9,500.0 $84K -641K -98.5% $8.84
2404 CALL BRIGHTSTAR LOTTERY PLC 6,500.0 $83K -1K -14.5% $12.74
2405 CALL PERRIGO CO PLC 7,700.0 $83K -87K -91.9% $10.74
2406 CALL GRINDR INC 6,800.0 $82K -66K -90.6% $12.09
2407 CALL HELEN OF TROY LTD 5,700.0 $82K -45K -88.8% $14.42
2408 PUT WARBY PARKER INC 3,900.0 $82K -142K -97.3% $21.07
2409 PUT POWER INTEGRATIONS INC 1,600.0 $82K -9K -84.8% $51.20
2410 CALL CAPITAL SOUTHWEST CORP 3,700.0 $82K -600.0 -13.9% $22.12
2411 CALL REXFORD INDL RLTY INC 2,500.0 $82K -7K -73.1% $32.73
2412 PUT MIRION TECHNOLOGIES INC 4,400.0 $82K -6K -56.4% $18.59
2413 CALL PENNYMAC MTG INVT TR 7,000.0 $82K -3K -29.3% $11.66
2414 VRA VERA BRADLEY INC Consumer Cyclical 25,740.0 $81K -9K -26.6% $3.16 +18.7%
2415 BMBL BUMBLE INC Technology 24,913.0 $81K -73K -74.5% $3.26 -10.4%
2416 PUT FERROGLOBE PLC 19,600.0 $81K -60K -75.5% $4.12
2417 CALL PINNACLE WEST CAP CORP 800.0 $81K -2K -73.3% $100.75
2418 CALL WINNEBAGO INDS INC 2,600.0 $81K -100.0 -3.7% $30.99
2419 PUT ARCHROCK INC 2,300.0 $80K -2K -41.0% $34.80
2420 PUT RING ENERGY INC 52,200.0 $80K -123K -70.3% $1.53
Page 121 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%