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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 128 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2541 CALL STAG INDUSTRIAL INC 1,700.0 $61K -200.0 -10.5% $36.06
2542 PUT 3D SYS CORP DEL 32,400.0 $61K -58K -64.2% $1.88
2543 CALL STITCH FIX INC 18,400.0 $61K -66K -78.3% $3.31
2544 CALL ESSENTIAL PPTYS RLTY TR INC 2,000.0 $61K -400.0 -16.7% $30.36
2545 CALL CAMTEK LTD 400.0 $61K -10K -96.2% $151.61
2546 PUT INHIBRX BIOSCIENCES INC 900.0 $61K -2K -73.5% $67.23
2547 VNM VANECK ETF TRUST 3,476.0 $60K -11K -76.2% $17.31 +0.2%
2548 CALL ALKERMES PLC 1,700.0 $60K -3K -65.3% $35.36
2549 PUT CLEARPOINT NEURO INC 6,600.0 $60K -19K -74.3% $9.10
2550 HIMX HIMAX TECHNOLOGIES INC Technology 7,624.0 $60K -7K -47.6% $7.87 +62.6%
2551 CALL EPR PPTYS 1,200.0 $60K -2K -55.6% $49.96
2552 FORTE BIOSCIENCES INC 2,312.0 $60K -4K -61.6% $25.90
2553 CALL OLD REP INTL CORP 1,500.0 $60K -7K -82.3% $39.90
2554 CALL BLEND LABS INC 35,200.0 $60K -59K -62.7% $1.70
2555 CALL CARIBOU BIOSCIENCES INC 31,400.0 $60K -40K -55.8% $1.90
2556 PUT PEGASYSTEMS INC 1,400.0 $60K -1K -44.0% $42.56
2557 WTTR SELECT WATER SOLUTIONS INC Utilities 3,890.0 $60K -712.0 -15.5% $15.30 +29.7%
2558 PUT XUNLEI LTD 10,700.0 $59K -19K -63.6% $5.56
2559 BLOK AMPLIFY ETF TR 1,190.0 $59K -366.0 -23.5% $49.81 +17.5%
2560 CALL PETMED EXPRESS INC 25,900.0 $59K -67K -72.0% $2.28
Page 128 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%