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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 138 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2741 ASUR ASURE SOFTWARE INC Technology 4,301.0 $37K -4K -50.1% $8.60 -5.3%
2742 MVLL GRANITESHARES ETF TR 1,427.0 $37K -3K -69.3% $25.91 -17.0%
2743 CALL ADVANCED FLOWER CAP INC 13,100.0 $37K -400.0 -3.0% $2.82
2744 YBTC ROUNDHILL ETF TRUST 1,753.0 $37K -1K -46.0% $21.06 -15.3%
2745 CALL SANGAMO THERAPEUTICS INC 149,400.0 $37K -283K -65.5% $0.25
2746 PUT LIFE360 INC 900.0 $37K -700.0 -43.8% $40.82
2747 BSY BENTLEY SYS INC Technology 1,043.0 $37K -2K -65.2% $35.12 -7.9%
2748 PUT PAYCOM SOFTWARE INC 300.0 $36K -200.0 -40.0% $121.54
2749 ALTI ALTI GLOBAL INC Financial Services 10,056.0 $36K -25K -71.2% $3.62 -4.4%
2750 PUT ARTISAN PARTNERS ASSET MGMT 1,000.0 $36K -3K -72.2% $36.39
2751 PUT LEAR CORP 300.0 $36K -100.0 -25.0% $121.08
2752 PUT SNAP ON INC 100.0 $36K -200.0 -66.7% $363.22
2753 PUT BROOKFIELD INFRASTRUCTURE PA 1,000.0 $36K -19K -95.0% $36.12
2754 CALL VISHAY INTERTECHNOLOGY INC 2,000.0 $36K -3K -59.2% $18.00
2755 CALL MARQETA INC 8,800.0 $36K -103K -92.1% $4.08
2756 PUT PARK HOTELS & RESORTS INC 3,400.0 $36K -8K -69.9% $10.53
2757 PUT COLUMBIA BKG SYS INC 1,300.0 $36K -2K -61.8% $27.43
2758 PUT LEONARDO DRS INC 800.0 $36K -5K -87.1% $44.52
2759 GLNK GRAYSCALE CHAINLINK TR ETF Financial Services 4,580.0 $36K -8K -62.8% $7.77 -5.7%
2760 SVV SAVERS VALUE VLG INC Consumer Cyclical 4,769.0 $35K -29K -85.9% $7.44 +33.6%
Page 138 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%