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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 141 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2801 PUT ARCOSA INC 300.0 $32K -200.0 -40.0% $106.14
2802 CALL CALIFORNIA WTR SVC GROUP 700.0 $32K -4K -83.3% $45.34
2803 PUT INNVENTURE INC 8,100.0 $32K -5K -40.0% $3.91
2804 CALL PORTLAND GEN ELEC CO 600.0 $32K -2K -75.0% $52.77
2805 CALL HENRY JACK & ASSOC INC 200.0 $32K -1K -83.3% $158.04
2806 CALL MESABI TR 1,000.0 $32K -2K -60.0% $31.50
2807 LTRX LANTRONIX INC Technology 6,008.0 $31K -30K -83.2% $5.24 -1.4%
2808 PUT GENIUS SPORTS LIMITED 7,100.0 $31K -31K -81.4% $4.43
2809 PUT ADTRAN HOLDINGS INC 2,500.0 $31K -4K -59.0% $12.58
2810 DYN DYNE THERAPEUTICS INC Healthcare 1,734.0 $31K -7K -81.1% $18.13 +29.9%
2811 PUT ST JOE CO 500.0 $31K -600.0 -54.5% $62.80
2812 AVA AVISTA CORP Utilities 780.0 $31K -2K -70.0% $40.14 +4.1%
2813 TBI TRUEBLUE INC Industrials 7,996.0 $31K -3K -27.4% $3.91 +110.4%
2814 CALL CULLINAN THERAPEUTICS INC 2,200.0 $31K -16K -88.2% $14.21
2815 CALL WEBTOON ENTMT INC 3,400.0 $31K -900.0 -20.9% $9.19
2816 CALL CEA INDUSTRIES INC 10,700.0 $31K -22K -67.6% $2.92
2817 SJT SAN JUAN BASIN RTY TR Energy 6,491.0 $31K -4K -38.4% $4.81 -43.7%
2818 MTA METALLA RTY & STREAMING LTD Basic Materials 4,704.0 $31K -15K -75.9% $6.63 +9.6%
2819 BEAM BEAM THERAPEUTICS INC Healthcare 1,308.0 $31K -7K -85.1% $23.83 +17.0%
2820 CYPH CYPHERPUNK TECHNOLOGIES INC Healthcare 39,196.0 $31K -29K -42.2% $0.80 -9.4%
Page 141 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%