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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 51 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1001 CALL VIASAT INC 45,200.0 $2.1M 0.00% -41K -47.6% $45.80
1002 PUT EMCOR GROUP INC 2,800.0 $2.1M 0.00% -1K -28.2% $738.31
1003 PUT CINTAS CORP 12,200.0 $2.1M 0.00% -2K -15.9% $169.14
1004 PUT AMERICAN WTR WKS CO INC NEW 15,100.0 $2.1M 0.00% -6K -27.4% $136.09
1005 PUT C3 AI INC 243,200.0 $2.0M 0.00% -40K -14.3% $8.42
1006 PUT D R HORTON INC 14,900.0 $2.0M 0.00% -52K -77.7% $137.22
1007 PUT ABRDN PLATINUM ETF TRUST 11,400.0 $2.0M 0.00% -30K -72.4% $178.23
1008 PUT GITLAB INC 93,600.0 $2.0M 0.00% -132K -58.4% $21.64
1009 GT GOODYEAR TIRE & RUBR CO Consumer Cyclical 305,344.0 $2.0M 0.00% -136K -30.8% $6.63 +7.2%
1010 VST VISTRA CORP Utilities 13,455.0 $2.0M 0.00% -29K -68.4% $150.33 +2.9%
1011 PUT ROIVANT SCIENCES LTD 73,000.0 $2.0M 0.00% -123K -62.8% $27.70
1012 PUT GDS HLDGS LTD 50,100.0 $2.0M 0.00% -8K -13.6% $40.29
1013 CALL ALLY FINL INC 51,100.0 $2.0M 0.00% -17K -25.1% $39.23
1014 PUT TECK RESOURCES LTD 38,700.0 $2.0M 0.00% -23K -37.7% $51.75
1015 RY ROYAL BK CDA Financial Services 12,369.0 $2.0M 0.00% -7K -35.1% $161.78 +32.7%
1016 PUT VS TRUST 194,200.0 $2.0M 0.00% -288K -59.7% $10.26
1017 CALL BLACKBERRY LTD 615,000.0 $2.0M 0.00% -673K -52.2% $3.24
1018 CALL ARBOR REALTY TRUST INC 258,200.0 $2.0M 0.00% -228K -46.9% $7.71
1019 GDX VANECK ETF TRUST 21,591.0 $2.0M 0.00% -226K -91.3% $91.77 -22.6%
1020 PUT KEYCORP 98,800.0 $2.0M 0.00% -72K -42.0% $20.05
Page 51 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%