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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 52 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 CALL SIGMA LITHIUM CORPORATION 160,000.0 $2.0M 0.00% -209K -56.6% $12.34
1022 PUT MCCORMICK & CO INC 38,800.0 $2.0M 0.00% -37K -49.0% $50.44
1023 PUT RAYONIER ADVANCED MATLS INC 176,500.0 $2.0M 0.00% -450K -71.8% $11.07
1024 PUT VODAFONE GROUP PLC 129,700.0 $1.9M 0.00% -80K -38.2% $15.02
1025 CALL MOONLAKE IMMUNOTHERAPEUTICS 104,500.0 $1.9M 0.00% -10K -8.3% $18.64
1026 CALL MCEWEN INC. 94,600.0 $1.9M 0.00% -39K -29.4% $20.42
1027 PUT RALPH LAUREN CORP 5,600.0 $1.9M 0.00% -18K -75.8% $343.99
1028 SOC SABLE OFFSHORE CORP Energy 116,509.0 $1.9M 0.00% -13K -10.0% $16.52 -73.7%
1029 CALL SSR MINING IN 65,200.0 $1.9M 0.00% -264K -80.2% $29.40
1030 CALL ZIONS BANCORPORATION NATL AS 33,200.0 $1.9M 0.00% -26K -43.4% $57.62
1031 PATH UIPATH INC Technology 172,305.0 $1.9M 0.00% -231K -57.2% $11.10 +9.5%
1032 ENPH ENPHASE ENERGY INC Energy 50,533.0 $1.9M 0.00% -9K -14.4% $37.81 +9.9%
1033 CALL TMC THE METALS COMPANY INC 407,400.0 $1.9M 0.00% -2.1M -83.6% $4.67
1034 AAL AMERICAN AIRLINES GROUP INC Industrials 176,984.0 $1.9M 0.00% -520K -74.6% $10.74 +39.5%
1035 CALL AMC ENTMT HLDGS INC 1,934,000.0 $1.9M 0.00% -889K -31.5% $0.98
1036 CALL MATCH GROUP INC NEW 61,700.0 $1.9M 0.00% -153K -71.3% $30.71
1037 PUT FMC CORP 109,900.0 $1.9M 0.00% -8K -7.0% $17.22
1038 PUT PERMIAN RESOURCES CORP 88,600.0 $1.9M 0.00% -102K -53.6% $21.32
1039 PUT EMERSON ELEC CO 14,400.0 $1.9M 0.00% -45K -75.9% $131.02
1040 PUT NETAPP INC 18,400.0 $1.9M 0.00% -18K -48.9% $102.39
Page 52 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%