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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 82 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1621 CALL INMODE LTD 34,900.0 $477K -35K -49.9% $13.68
1622 PUT WEC ENERGY GROUP INC 4,100.0 $475K -93K -95.8% $115.77
1623 CALL NOVOCURE LTD 43,500.0 $474K -37K -46.0% $10.90
1624 PUT LITHIUM AMERS CORP NEW 119,900.0 $474K -144K -54.5% $3.95
1625 PUT GENWORTH FINL INC 58,300.0 $473K -6K -9.6% $8.12
1626 CALL GODADDY INC 5,700.0 $471K -14K -71.5% $82.67
1627 PUT GRAIL INC 9,100.0 $470K -27K -75.0% $51.68
1628 CALL CENTERRA GOLD INC 26,400.0 $470K -16K -37.1% $17.79
1629 PUT BIOMARIN PHARMACEUTICAL INC 8,300.0 $469K -35K -81.0% $56.49
1630 PUT FIGS INC 31,700.0 $468K -39K -55.4% $14.77
1631 PUT ROUNDHILL ETF TRUST 22,700.0 $467K -25K -52.4% $20.58
1632 HRL HORMEL FOODS CORP Consumer Defensive 20,626.0 $467K -13K -39.1% $22.65 +12.1%
1633 CALL URANIUM RTY CORP 127,500.0 $465K -309K -70.8% $3.65
1634 PUT UNIVERSAL HLTH SVCS INC 2,600.0 $465K -19K -88.1% $178.97
1635 PUT OLEMA PHARMACEUTICALS INC 31,200.0 $465K -5K -13.3% $14.91
1636 SONY SONY GROUP CORP Technology 22,364.0 $463K -62K -73.5% $20.70 +2.0%
1637 PUT BANK OZK LITTLE ROCK ARK 10,000.0 $459K -68K -87.1% $45.89
1638 PUT FLOWERS FOODS INC 56,300.0 $459K -41K -42.1% $8.15
1639 CALL BURLINGTON STORES INC 1,400.0 $456K -3K -65.0% $325.38
1640 PUT SUNOCO LP/SUNOCO FIN CORP 7,000.0 $455K -24K -77.7% $64.97
Page 82 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%