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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 109 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2161 BKD BROOKDALE SR LIVING INC Healthcare 101,198.0 $1.4M 0.00% +18K +22.3% $13.68 +11.0%
2162 DAWN DAY ONE BIOPHARMACEUTICALS I Healthcare 64,464.0 $1.4M 0.00% NEW $21.44 +0.4%
2163 PUT LEVI STRAUSS & CO NEW 74,700.0 $1.4M 0.00% +8K +11.7% $18.49
2164 AXP AMERICAN EXPRESS CO Financial Services 4,556.0 $1.4M 0.00% NEW $302.48 +16.0%
2165 PUT ACADEMY SPORTS & OUTDOORS IN 24,400.0 $1.4M 0.00% NEW $56.45
2166 CALL GLACIER BANCORP INC NEW 30,800.0 $1.4M 0.00% +3K +10.0% $44.67
2167 CALL SOLARIS ENERGY INFRAS INC 24,300.0 $1.4M 0.00% -27K -52.5% $56.51
2168 CALL ASP ISOTOPES INC 310,100.0 $1.4M 0.00% -140K -31.1% $4.42
2169 MMYT MAKEMYTRIP LIMITED MAURITIUS Consumer Cyclical 36,713.0 $1.4M 0.00% NEW $37.29 +51.5%
2170 PUT SAMSARA INC 43,200.0 $1.4M 0.00% -75K -63.5% $31.69
2171 CALL OCULAR THERAPEUTIX INC 161,300.0 $1.4M 0.00% -34K -17.5% $8.47
2172 CALL HYCROFT MINING HOLDING CORP 38,800.0 $1.4M 0.00% -27K -41.3% $35.20
2173 PUT STANLEY BLACK & DECKER INC 19,200.0 $1.4M 0.00% -42K -68.8% $71.06
2174 OC OWENS CORNING NEW Industrials 12,601.0 $1.4M 0.00% +8K +183.9% $108.22 +29.4%
2175 CALL CURTISS WRIGHT CORP 2,000.0 $1.4M 0.00% +2K +900.0% $681.12
2176 PUT NEXTDECADE CORP 177,800.0 $1.4M 0.00% +126K +245.2% $7.66
2177 BCPC BALCHEM CORP Basic Materials 8,029.0 $1.4M 0.00% NEW $169.48 -4.9%
2178 CALL NEWAMSTERDAM PHARMA COMPANY 42,500.0 $1.4M 0.00% -2K -3.4% $32.01
2179 CALL LINCOLN EDL SVCS CORP 33,400.0 $1.4M 0.00% +28K +486.0% $40.68
2180 PUT INTERNATIONAL PAPER CO 38,000.0 $1.4M 0.00% -4K -10.4% $35.70
Page 109 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%