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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 111 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2201 PUT HESAI GROUP 69,700.0 $1.3M 0.00% +30K +75.1% $19.12
2202 PUT TREX INC 36,500.0 $1.3M 0.00% +4K +13.7% $36.42
2203 PUT AMKOR TECHNOLOGY INC 29,400.0 $1.3M 0.00% +12K +67.0% $45.03
2204 PUT FIDELITY ETHEREUM FD 63,400.0 $1.3M 0.00% +41K +188.2% $20.88
2205 PUT LPL FINL HLDGS INC 4,400.0 $1.3M 0.00% -7K -62.4% $300.83
2206 PUT AVALONBAY CMNTYS INC 8,100.0 $1.3M 0.00% +6K +252.2% $163.35
2207 CALL RENASANT CORP 36,600.0 $1.3M 0.00% +35K +1730.0% $36.13
2208 CALL GUARDANT HEALTH INC 14,300.0 $1.3M 0.00% -13K -47.6% $92.37
2209 PUT HARMONY GOLD MNG LTD 85,900.0 $1.3M 0.00% -16K -15.4% $15.37
2210 CALL ALLIANCE RESOURCE PARTNERS L 47,700.0 $1.3M 0.00% NEW $27.65
2211 PUT HERCULES CAPITAL INC 89,200.0 $1.3M 0.00% +40K +82.0% $14.77
2212 CALL FRESHPET INC 22,300.0 $1.3M 0.00% +3K +13.2% $58.96
2213 PUT PERPETUA RESOURCES CORP 46,700.0 $1.3M 0.00% -13K -21.5% $28.12
2214 PUT NUTRIEN LTD 17,400.0 $1.3M 0.00% -128K -88.0% $75.46
2215 CALL PAPA JOHNS INTL INC 40,500.0 $1.3M 0.00% -53K -56.8% $32.41
2216 PUT BANCO SANTANDER SA 116,200.0 $1.3M 0.00% +58K +100.0% $11.28
2217 CROX CROCS INC Consumer Cyclical 15,766.0 $1.3M 0.00% -9K -35.4% $83.02 +62.7%
2218 PUT PRICE T ROWE GROUP INC 14,500.0 $1.3M 0.00% -27K -64.7% $90.14
2219 CALL BUMBLE INC 400,700.0 $1.3M 0.00% -80K -16.7% $3.26
2220 PUT DEFINIUM THERAPEUTICS INC 69,100.0 $1.3M 0.00% NEW $18.90
Page 111 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%