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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 112 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2221 CALL LIGHTWAVE LOGIC INC 185,700.0 $1.3M 0.00% +15K +9.0% $7.03
2222 XLI SELECT SECTOR SPDR TR 8,071.0 $1.3M 0.00% NEW $161.73 +10.9%
2223 CALL ALEXANDRIA REAL ESTATE EQ IN 28,100.0 $1.3M 0.00% NEW $46.42
2224 MOD MODINE MFG CO Consumer Cyclical 6,017.0 $1.3M 0.00% +5K +300.1% $216.71 +15.4%
2225 CALL OMADA HEALTH INC 103,700.0 $1.3M 0.00% +104K +10000.0% $12.57
2226 ACHR ARCHER AVIATION INC Industrials 251,895.0 $1.3M 0.00% -186K -42.4% $5.17 +1.2%
2227 CALL CANOPY GROWTH CORPORATION 1,371,400.0 $1.3M 0.00% -649K -32.1% $0.95
2228 AUR AURORA INNOVATION INC Technology 314,632.0 $1.3M 0.00% +32K +11.2% $4.12 +62.8%
2229 PUT VANGUARD INTL EQUITY INDEX F 17,000.0 $1.3M 0.00% NEW $76.25
2230 PUT WILLIAMS COS INC 17,800.0 $1.3M 0.00% -300.0 -1.7% $72.78
2231 CALL SIGNET JEWELERS LIMITED 15,300.0 $1.3M 0.00% -22K -58.4% $84.64
2232 PUT ILLUMINA INC 10,500.0 $1.3M 0.00% -27K -71.9% $123.26
2233 ARGX ARGENX SE Healthcare 1,771.0 $1.3M 0.00% +1K +136.1% $730.25 +18.6%
2234 CALL HASBRO INC 13,800.0 $1.3M 0.00% -23K -62.2% $93.60
2235 CALL SLM CORP 60,300.0 $1.3M 0.00% +27K +82.7% $21.41
2236 CALL KYMERA THERAPEUTICS INC 15,500.0 $1.3M 0.00% +14K +1309.1% $83.29
2237 PUT CAL MAINE FOODS INC 16,300.0 $1.3M 0.00% -11K -39.6% $79.15
2238 PUT NETEASE COM INC 11,500.0 $1.3M 0.00% -6K -35.4% $111.94
2239 PUT BANCO BRADESCO S A 352,000.0 $1.3M 0.00% -88K -19.9% $3.65
2240 GXO GXO LOGISTICS INCORPORATED Industrials 24,763.0 $1.3M 0.00% +17K +206.5% $51.85 +3.8%
Page 112 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%