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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 114 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2261 PUT PORTILLOS INC 237,900.0 $1.3M 0.00% +89K +59.9% $5.29
2262 PUT FULLER H B CO 20,400.0 $1.3M 0.00% +2K +12.7% $61.68
2263 PUT ALGOMA STL GROUP INC 304,400.0 $1.3M 0.00% -8K -2.5% $4.13
2264 RACE FERRARI N V Consumer Cyclical 3,710.0 $1.3M 0.00% +574.0 +18.3% $338.45 +10.1%
2265 PUT ING GROEP N.V. 48,200.0 $1.3M 0.00% +8K +19.9% $26.05
2266 PUT MASTEC INC 3,900.0 $1.3M 0.00% +1K +44.4% $321.74
2267 PUT THE REALREAL INC 137,800.0 $1.3M 0.00% -2K -1.6% $9.08
2268 CALL OR ROYALTIES INC. 32,900.0 $1.3M 0.00% -27K -45.0% $38.02
2269 PUT PENNYMAC FINL SVCS INC NEW 14,300.0 $1.2M 0.00% -7K -33.5% $87.40
2270 IMVT IMMUNOVANT INC Healthcare 50,276.0 $1.2M 0.00% +2K +3.9% $24.84 +57.9%
2271 SLS SELLAS LIFE SCIENCES GROUP I Healthcare 295,162.0 $1.2M 0.00% NEW $4.23 +183.5%
2272 YANG DIREXION SHARES ETF TRUST 42,806.0 $1.2M 0.00% -49K -53.5% $29.14 +6.8%
2273 BNTX BIONTECH SE Healthcare 14,033.0 $1.2M 0.00% NEW $88.88 +3.4%
2274 CALL SCORPIO TANKERS INC 16,700.0 $1.2M 0.00% -20K -55.1% $74.66
2275 PUT TENCENT MUSIC ENTMT GROUP 133,900.0 $1.2M 0.00% +59K +79.0% $9.28
2276 CALL CHOICE HOTELS INTL INC 12,000.0 $1.2M 0.00% +12K +5900.0% $103.50
2277 PUT SWEETGREEN INC 239,200.0 $1.2M 0.00% -50K -17.2% $5.19
2278 CALL LEGEND BIOTECH CORP 68,600.0 $1.2M 0.00% +57K +476.5% $18.09
2279 PUT EMBRAER S.A. 20,900.0 $1.2M 0.00% -5K -18.7% $59.34
2280 PUT MSCI INC 2,300.0 $1.2M 0.00% -400.0 -14.8% $539.01
Page 114 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%