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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 123 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2441 CALL PRIME MEDICINE INC 304,000.0 $1.1M 0.00% +135K +79.6% $3.48
2442 CALL PROSHARES TR 29,400.0 $1.1M 0.00% -64K -68.4% $35.95
2443 NOC NORTHROP GRUMMAN CORP Industrials 1,545.0 $1.1M 0.00% -661.0 -30.0% $682.24 -23.0%
2444 CALL HIMAX TECHNOLOGIES INC 133,900.0 $1.1M 0.00% -62K -31.7% $7.87
2445 PUT REVOLVE GROUP INC 46,600.0 $1.1M 0.00% +43K +1126.3% $22.61
2446 VIRT VIRTU FINL INC Financial Services 23,920.0 $1.1M 0.00% NEW $43.98 +35.4%
2447 PUT EVERPURE INC 17,800.0 $1.1M 0.00% -130K -87.9% $59.04
2448 SSL SASOL LTD Basic Materials 81,063.0 $1.1M 0.00% +70K +614.1% $12.96 -12.7%
2449 AZZ AZZ INC Industrials 8,388.0 $1.0M 0.00% +8K +7813.2% $125.13 +20.5%
2450 CALL ABCELLERA BIOLOGICS INC 300,500.0 $1.0M 0.00% -36K -10.6% $3.49
2451 ARDX ARDELYX INC Healthcare 174,861.0 $1.0M 0.00% +23K +15.1% $5.99 -15.2%
2452 PUT ARROWHEAD PHARMACEUTICALS IN 16,700.0 $1.0M 0.00% NEW $62.70
2453 PUT DHT HOLDINGS INC 57,300.0 $1.0M 0.00% -40K -40.8% $18.27
2454 PUT SYNDAX PHARMACEUTICALS INC 44,800.0 $1.0M 0.00% -14K -24.2% $23.36
2455 PUT QFIN HOLDINGS INC 81,000.0 $1.0M 0.00% +61K +313.3% $12.91
2456 PUT TORM PLC 37,400.0 $1.0M 0.00% +5K +16.5% $27.90
2457 CALL VERISIGN INC 4,200.0 $1.0M 0.00% +800.0 +23.5% $248.36
2458 PUT ALLISON TRANSMISSION HLDGS I 8,900.0 $1.0M 0.00% NEW $117.06
2459 CALL NATIONAL GRID PLC 12,300.0 $1.0M 0.00% +11K +720.0% $84.60
2460 SUPV GRUPO SUPERVIELLE S.A. Financial Services 110,198.0 $1.0M 0.00% +40K +57.8% $9.43 +8.6%
Page 123 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%