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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 151 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3001 CALL CONSTRUCTION PARTNERS INC 5,700.0 $633K +4K +200.0% $111.12
3002 DUST DIREXION SHARES ETF TRUST 12,411.0 $633K NEW $50.98 +17.4%
3003 LIBERTY GLOBAL LTD 52,285.0 $632K +42K +414.0% $12.09
3004 CALL BLUE OWL CAPITAL CORPORATION 57,100.0 $632K NEW $11.06
3005 BB BLACKBERRY LTD Technology 194,764.0 $631K +183K +1513.9% $3.24 +176.2%
3006 PUT MOONLAKE IMMUNOTHERAPEUTICS 33,800.0 $630K +700.0 +2.1% $18.64
3007 PUT IMPERIAL PETE INC 147,100.0 $630K -49K -25.1% $4.28
3008 RBC RBC BEARINGS INC Industrials 1,158.0 $629K +998.0 +623.8% $543.12 +8.9%
3009 HEI HEICO CORP NEW Industrials 2,293.0 $629K NEW $274.20 +22.3%
3010 CALL EASTERLY GOVT PPTYS INC 29,300.0 $628K -2K -7.6% $21.43
3011 CALL ALIGNMENT HEALTHCARE INC 35,600.0 $627K -240K -87.1% $17.62
3012 PUT SM ENERGY COMPANY 20,100.0 $627K -12K -37.0% $31.18
3013 DSGR DISTRIBUTION SOLUTIONS GRP I Industrials 23,878.0 $627K NEW $26.24 +31.5%
3014 VNO VORNADO RLTY TR Real Estate 24,089.0 $626K NEW $25.99 +48.2%
3015 VRTX VERTEX PHARMACEUTICALS INC Healthcare 1,401.0 $626K -2K -60.1% $446.54 +5.8%
3016 VNQ VANGUARD INDEX FDS 7,047.0 $625K -7K -48.7% $88.70 +11.6%
3017 CALL SILICON LABORATORIES INC 3,000.0 $624K NEW $208.15
3018 HST HOST HOTELS & RESORTS INC Real Estate 32,560.0 $624K NEW $19.16 +27.9%
3019 CALL AMN HEALTHCARE SVCS INC 34,000.0 $624K +26K +335.9% $18.34
3020 CALL ALTIMMUNE INC 202,400.0 $623K -174K -46.3% $3.08
Page 151 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%