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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 157 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3121 WWD WOODWARD INC Industrials 1,573.0 $563K NEW $357.92 +14.8%
3122 PTLO PORTILLOS INC Consumer Cyclical 106,348.0 $563K +15K +15.8% $5.29 -17.2%
3123 CALL ECOVYST INC 43,700.0 $562K +35K +396.6% $12.86
3124 PUT BATH & BODY WORKS INC 30,100.0 $562K -68K -69.2% $18.67
3125 PUT SALLY BEAUTY HLDGS INC 40,500.0 $561K +24K +141.1% $13.85
3126 PUT COREBRIDGE FINL INC 23,500.0 $561K -15K -39.1% $23.86
3127 PUT BAUSCH HEALTH COS INC 103,800.0 $561K -38K -26.8% $5.40
3128 CALL VALLEY NATL BANCORP 45,600.0 $560K +24K +111.1% $12.28
3129 AVDV AMERICAN CENTY ETF TR 5,595.0 $559K NEW $99.86 +3.8%
3130 PUT ALKERMES PLC 15,800.0 $559K -13K -44.4% $35.36
3131 PUT ITAU UNIBANCO HLDG S A 66,600.0 $558K -23K -25.3% $8.38
3132 CALL RINGCENTRAL INC 15,000.0 $558K -44K -74.6% $37.19
3133 CALL IMPERIAL PETE INC 130,200.0 $557K +26K +24.4% $4.28
3134 SJM SMUCKER J M CO Consumer Defensive 5,773.0 $557K NEW $96.44 +20.7%
3135 CALL HALOZYME THERAPEUTICS INC 8,600.0 $556K -34K -79.7% $64.63
3136 ETHU VOLATILITY SHS TR 24,867.0 $556K NEW $22.35 -27.5%
3137 ENTERGY CORP NEW 4,945.0 $556K NEW $112.36
3138 CALL CANADIAN NATL RY CO 5,400.0 $555K -6K -50.9% $102.77
3139 CHWY CHEWY INC Consumer Cyclical 20,541.0 $555K -127K -86.0% $27.00 -22.7%
3140 PUT VIPER ENERGY INC 11,800.0 $554K +1K +12.4% $46.99
Page 157 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%