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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 158 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3141 VRNS VARONIS SYS INC Technology 25,773.0 $553K -10K -27.0% $21.47 +107.5%
3142 RCAT RED CAT HLDGS INC Technology 42,248.0 $553K -39K -47.9% $13.09 -40.3%
3143 PUT MADDEN STEVEN LTD 16,300.0 $553K +14K +757.9% $33.92
3144 CALL INTREPID POTASH INC 12,900.0 $552K +12K +2480.0% $42.77
3145 S SENTINELONE INC Technology 42,810.0 $551K -180K -80.8% $12.88 +36.3%
3146 PUT ALCON AG 7,300.0 $550K -3K -29.1% $75.35
3147 CALL ANTERIX INC 14,400.0 $550K NEW $38.19
3148 PUT MASCO CORP 9,100.0 $549K +8K +810.0% $60.37
3149 VSNT VERSANT MEDIA GROUP INC Industrials 14,833.0 $549K NEW $37.02 -2.5%
3150 SKYT SKYWATER TECHNOLOGY INC Technology 20,033.0 $549K NEW $27.41 +12.0%
3151 UDN INVESCO DB US DLR INDEX TR Financial Services 30,481.0 $549K NEW $18.00 -1.0%
3152 CALL ARMOUR RESIDENTIAL REIT INC 32,800.0 $547K -10K -23.9% $16.68
3153 CALL AIR LEASE CORP 8,400.0 $545K NEW $64.94
3154 PUT EDGEWISE THERAPEUTICS INC 17,300.0 $545K +10K +140.3% $31.50
3155 PUT COOPER COS INC 7,600.0 $543K -15K -66.1% $71.50
3156 CALL IDEAYA BIOSCIENCES INC 16,300.0 $543K +10K +171.7% $33.32
3157 CALL MODINE MFG CO 2,500.0 $542K -4K -63.2% $216.71
3158 URTH ISHARES INC 3,009.0 $542K +2K +306.6% $180.02 +11.4%
3159 PUT SMITH A O CORP 8,200.0 $541K -17K -66.9% $65.94
3160 CALUMET INC 15,061.0 $541K NEW $35.90
Page 158 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%