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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 159 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3161 PUT TYRA BIOSCIENCES INC 14,100.0 $540K +14K +6950.0% $38.30
3162 CALL COMPASS PATHWAYS PLC 97,600.0 $540K -42K -30.3% $5.53
3163 PUT RICHTECH ROBOTICS INC 258,200.0 $540K -430K -62.5% $2.09
3164 HAL HALLIBURTON CO Energy 13,835.0 $539K NEW $38.99 -14.8%
3165 CALL COREBRIDGE FINL INC 22,600.0 $539K -15K -39.4% $23.86
3166 PUT TMC THE METALS COMPANY INC 115,100.0 $538K -126K -52.3% $4.67
3167 MGY MAGNOLIA OIL & GAS CORP Energy 16,976.0 $536K NEW $31.57 -16.6%
3168 PUT FREIGHTCAR AMER INC 67,200.0 $536K $7.97
3169 CALL ATLAS ENERGY SOLUTIONS INC 40,800.0 $535K -12K -22.1% $13.12
3170 PRAXIS PRECISION MEDICINES I 1,660.0 $535K NEW $322.19
3171 PUT UNICYCIVE THERAPEUTICS INC 81,200.0 $534K NEW $6.58
3172 METU DIREXION SHARES ETF TRUST 23,861.0 $534K -16K -40.6% $22.39 -0.9%
3173 CALL CYBIN INC 111,300.0 $534K +9K +8.9% $4.80
3174 CALL CORE NATURAL RESOURCES INC 5,100.0 $534K -1K -20.3% $104.73
3175 FIX COMFORT SYS USA INC Industrials 387.0 $534K -2K -83.5% $1378.99 +32.9%
3176 CRON CRONOS GROUP INC Healthcare 212,416.0 $533K -569K -72.8% $2.51 +8.6%
3177 IOVA IOVANCE BIOTHERAPEUTICS INC Healthcare 151,831.0 $533K -177K -53.9% $3.51 +49.3%
3178 CALL INVESTMENT MANAGERS SER TR I 38,500.0 $533K NEW $13.84
3179 ROG ROGERS CORP Technology 4,960.0 $532K -370.0 -6.9% $107.33 +24.5%
3180 NG NOVAGOLD RESOURCES INC Basic Materials 59,282.0 $532K +7K +14.1% $8.98 -34.9%
Page 159 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%