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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 163 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3241 CALL HARMONY BIOSCIENCES HLDGS IN 18,200.0 $510K NEW $28.01
3242 PUT CASEYS GEN STORES INC 700.0 $510K -600.0 -46.1% $727.86
3243 CALL MCCORMICK & CO INC 10,100.0 $509K -3K -22.9% $50.44
3244 CALL CARETRUST REIT INC 13,900.0 $509K +5K +58.0% $36.65
3245 PUT OTIS WORLDWIDE CORP 6,600.0 $509K +2K +61.0% $77.08
3246 CALL GOODRX HLDGS INC 259,300.0 $508K +74K +40.3% $1.96
3247 CRVS CORVUS PHARMACEUTICALS INC Healthcare 34,723.0 $508K NEW $14.63 -6.6%
3248 CALL ALPHA & OMEGA SEMICONDUCTOR 22,900.0 $507K +22K +1808.3% $22.16
3249 PUT GARTNER INC 3,200.0 $507K -4K -54.9% $158.34
3250 CALL CYTOMX THERAPEUTICS INC. 107,800.0 $507K +9K +8.9% $4.70
3251 CALL ISHARES TR 12,400.0 $506K -5K -28.7% $40.84
3252 SOUTH BOW CORP 15,182.0 $506K NEW $33.32
3253 CALL OPPFI INC 65,600.0 $506K +7K +12.3% $7.71
3254 PUT VICTORIAS SECRET AND CO 10,900.0 $505K -23K -67.5% $46.36
3255 PUT VALKYRIE ETF TRUST II 14,500.0 $505K NEW $34.82
3256 CMB.TECH NV 39,909.0 $505K -35K -46.8% $12.65
3257 PUT MICROVAST HOLDINGS INC 336,200.0 $504K +153K +83.4% $1.50
3258 PUT VAALCO ENERGY INC 79,500.0 $504K +73K +1052.2% $6.34
3259 PUT PRAIRIE OPER CO 248,100.0 $504K +248K +10000.0% $2.03
3260 PUT CALAMOS ETF TR 20,000.0 $503K +19K +2757.1% $25.14
Page 163 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%