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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 272 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5421 PUT FEDERAL RLTY INVT TR NEW 700.0 $74K -500.0 -41.7% $106.21
5422 XNET XUNLEI LTD Communication Services 13,360.0 $74K NEW $5.56 +1.3%
5423 CPXR TIDAL TRUST III 2,986.0 $74K NEW $24.87 +20.3%
5424 ICLN ISHARES TR 4,060.0 $74K NEW $18.29 +0.6%
5425 TSMU GRANITESHARES ETF TR 1,470.0 $74K -2K -50.7% $50.47 +37.1%
5426 RKLB ROCKET LAB CORP Industrials 1,155.0 $74K -399K -99.7% $64.22 +8.3%
5427 PUT LATAM AIRLINES GROUP SA 1,500.0 $74K +1K +200.0% $49.44
5428 CALL KOREA ELEC PWR CORP 5,200.0 $74K +1K +30.0% $14.25
5429 CALL NEWS CORP NEW 2,800.0 $74K -37K -93.0% $26.46
5430 IEV ISHARES TR 1,090.0 $74K +538.0 +97.5% $67.94 +6.3%
5431 CALL CTO RLTY GROWTH INC NEW 4,000.0 $74K +900.0 +29.0% $18.49
5432 CEPO CANTOR EQUITY PARTNERS I INC Financial Services 7,035.0 $74K NEW $10.50 +1.5%
5433 PUT PORCH GROUP INC 10,300.0 $74K +6K +123.9% $7.17
5434 SAIC SCIENCE APPLICATIONS INTL CO Technology 778.0 $74K NEW $94.92 +23.1%
5435 MEG MONTROSE ENVIRONMENTAL GROUP Industrials 3,373.0 $74K NEW $21.89 -28.6%
5436 CALL US FOODS HLDG CORP 800.0 $74K -600.0 -42.9% $92.21
5437 PUT VSE CORP 400.0 $74K NEW $184.40
5438 CALL SINCLAIR INC 5,700.0 $74K -41K -87.7% $12.94
5439 CALL REGENCELL BIOSCIENCE HLDGS L 2,900.0 $74K NEW $25.43
5440 ERIE ERIE INDTY CO Financial Services 293.0 $74K +292.0 +10000.0% $251.31 -15.0%
Page 272 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%