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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 277 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5521 CALL ALMONTY INDS INC 4,700.0 $68K NEW $14.48
5522 CALL NATURAL GAS SVCS GROUP INC 1,800.0 $68K -6K -75.3% $37.74
5523 CALL MEDIAALPHA INC 7,300.0 $68K NEW $9.30
5524 PUT CREDICORP LTD 200.0 $68K $339.18
5525 PUT ALLOGENE THERAPEUTICS INC 27,800.0 $68K +25K +892.9% $2.44
5526 CALL WESTAMERICA BANCORPORATION 1,300.0 $68K +1K +1200.0% $52.15
5527 PUT DYCOM INDS INC 200.0 $68K $338.82
5528 CALL LENZ THERAPEUTICS INC 7,400.0 $68K -69K -90.4% $9.15
5529 HZO MARINEMAX INC Consumer Cyclical 2,502.0 $68K +2K +748.1% $27.06 +19.5%
5530 CALL HEARTLAND EXPRESS INC 6,500.0 $68K +6K +6400.0% $10.40
5531 PUT ADECOAGRO S A 4,500.0 $68K -10K -69.8% $15.02
5532 SOLT VOLATILITY SHS TR 1,490.0 $68K NEW $45.34 -23.6%
5533 CALL NAKAMOTO INC 304,700.0 $67K -157K -34.0% $0.22
5534 PUT PROSPERITY BANCSHARES INC 1,000.0 $67K $67.18
5535 CALL ANGI INC 9,800.0 $67K +4K +81.5% $6.85
5536 PUT NAVIENT CORPORATION 8,200.0 $67K NEW $8.18
5537 CALL MEREO BIOPHARMA GROUP PLC 203,100.0 $67K +36K +21.4% $0.33
5538 CRSP CRISPR THERAPEUTICS AG Healthcare 1,407.0 $67K NEW $47.57 -1.0%
5539 CALL SCOTTS MIRACLE-GRO CO 1,100.0 $67K -6K -83.8% $60.81
5540 LTBR LIGHTBRIDGE CORP Industrials 6,263.0 $67K -7K -51.4% $10.66 -23.7%
Page 277 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%