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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 279 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5561 PUT EVERGY INC 800.0 $66K -5K -86.7% $81.92
5562 PUT SOLID BIOSCIENCES INC 9,100.0 $66K +7K +264.0% $7.20
5563 PUT XEROX HOLDINGS CORP 43,100.0 $65K +29K +201.4% $1.52
5564 PUT ROGERS COMMUNICATIONS INC 1,700.0 $65K -14K -89.0% $38.45
5565 EMBC EMBECTA CORP Healthcare 7,393.0 $65K NEW $8.84 -63.2%
5566 DDD 3D SYS CORP DEL Technology 34,739.0 $65K +34K +6381.2% $1.88 +41.5%
5567 ASM AVINO SILVER & GOLD MINES LT Basic Materials 10,332.0 $65K NEW $6.32 -0.9%
5568 CALL PUMA BIOTECHNOLOGY INC 10,200.0 $65K -500.0 -4.7% $6.39
5569 LMND LEMONADE INC Financial Services 1,039.0 $65K -42K -97.6% $62.68 +1.2%
5570 PUT FERROVIAL SE 1,000.0 $65K NEW $65.05
5571 CARG CARGURUS INC Consumer Cyclical 1,910.0 $65K NEW $34.05 -1.1%
5572 PUT TEREX CORP NEW 1,100.0 $65K -1K -56.0% $59.10
5573 REI RING ENERGY INC Energy 42,478.0 $65K +16K +60.8% $1.53 -16.3%
5574 TRUP TRUPANION INC Financial Services 2,532.0 $65K NEW $25.61 -4.5%
5575 LMB LIMBACH HLDGS INC Industrials 830.0 $65K NEW $78.05 -3.4%
5576 CADL CANDEL THERAPEUTICS INC Healthcare 13,216.0 $65K NEW $4.90 +105.9%
5577 PUT CANADA GOOSE HLDGS INC 5,900.0 $65K -9K -60.7% $10.97
5578 CALL BETA TECHNOLOGIES INC 4,400.0 $65K +900.0 +25.7% $14.70
5579 CALL MIRUM PHARMACEUTICALS INC 700.0 $65K -6K -89.9% $92.38
5580 ADAMM ADAMAS TRUST INC. Financial Services 8,773.0 $65K +7K +510.5% $7.36 +241.7%
Page 279 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%