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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 283 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5641 PHVS PHARVARIS N V Healthcare 2,173.0 $61K NEW $28.25 +21.6%
5642 CALL BRT APARTMENTS CORP 4,600.0 $61K +4K +411.1% $13.34
5643 CALL STAG INDUSTRIAL INC 1,700.0 $61K -200.0 -10.5% $36.06
5644 WNTR TIDAL TRUST II 1,781.0 $61K NEW $34.40 -23.1%
5645 IWY ISHARES TR 246.0 $61K NEW $248.84 +13.8%
5646 YELP YELP INC Communication Services 2,471.0 $61K NEW $24.74 +0.3%
5647 CALL ACACIA RESH CORP 12,700.0 $61K +8K +176.1% $4.81
5648 IYH ISHARES TR 991.0 $61K +560.0 +129.9% $61.64 +8.9%
5649 THEMES ETF TR 22,411.0 $61K +14K +152.2% $2.72
5650 PUT ALX ONCOLOGY HLDGS INC 30,400.0 $61K +30K +10000.0% $2.00
5651 PUT 3D SYS CORP DEL 32,400.0 $61K -58K -64.2% $1.88
5652 CALL STITCH FIX INC 18,400.0 $61K -66K -78.3% $3.31
5653 PUT COTY INC 30,300.0 $61K +26K +558.7% $2.01
5654 PUT PRIORITY TECHNOLOGY HLDGS IN 12,900.0 $61K NEW $4.72
5655 CALL RELIANCE INC 200.0 $61K $303.92
5656 CALL ESSENTIAL PPTYS RLTY TR INC 2,000.0 $61K -400.0 -16.7% $30.36
5657 CALL CAMTEK LTD 400.0 $61K -10K -96.2% $151.61
5658 PLRX PLIANT THERAPEUTICS INC Healthcare 48,054.0 $61K +2K +4.7% $1.26 -12.7%
5659 PUT INHIBRX BIOSCIENCES INC 900.0 $61K -2K -73.5% $67.23
5660 CALL TELEDYNE TECHNOLOGIES INC 100.0 $61K NEW $605.01
Page 283 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%