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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 321 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6401 PUT SONOS INC 2,200.0 $29K -4K -63.9% $13.40
6402 GDXW ROUNDHILL ETF TRUST 548.0 $29K NEW $53.79 -32.5%
6403 PUT REXFORD INDL RLTY INC 900.0 $29K -4K -82.3% $32.73
6404 CALL SPOK HLDGS INC 2,700.0 $29K NEW $10.90
6405 PUT ITURAN LOCATION AND CONTROL 600.0 $29K +400.0 +200.0% $49.01
6406 CALL HBT FINL INC. 1,100.0 $29K NEW $26.72
6407 CALL TRANSCAT INC 400.0 $29K NEW $73.45
6408 GOEX GLOBAL X FDS 347.0 $29K +337.0 +3370.0% $84.63 -14.0%
6409 CALL H2O AMERICA 500.0 $29K -300.0 -37.5% $58.67
6410 PUT H2O AMERICA 500.0 $29K -300.0 -37.5% $58.67
6411 AVGW ROUNDHILL ETF TRUST 809.0 $29K +777.0 +2428.1% $36.26 +8.4%
6412 VCYT VERACYTE INC Healthcare 909.0 $29K +875.0 +2573.5% $32.21 +81.6%
6413 PUT DTE ENERGY CO 200.0 $29K $146.22
6414 PUT DIGI PWR X INC 14,400.0 $29K -13K -47.1% $2.03
6415 PUT HEARTFLOW INC 1,200.0 $29K NEW $24.33
6416 HRZN HORIZON TECHNOLOGY FIN CORP Financial Services 6,931.0 $29K +5K +206.7% $4.21 +5.8%
6417 CALL GOLUB CAP BDC INC 2,300.0 $29K -2K -51.1% $12.66
6418 CALL LOUISIANA PAC CORP 400.0 $29K -3K -88.2% $72.75
6419 CALL CORPAY INC 100.0 $29K -1K -92.9% $290.99
6420 CALL INTL GNRL INSURANCE HLDNGS L 1,200.0 $29K NEW $24.23
Page 321 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%