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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 329 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6561 PUT ETF SER SOLUTIONS 1,500.0 $25K +1K +1400.0% $16.94
6562 BCD ABRDN ETFS 709.0 $25K +275.0 +63.4% $35.78 +1.8%
6563 KOPN KOPIN CORP Technology 11,268.0 $25K -73K -86.7% $2.25 +80.4%
6564 AIBU DIREXION SHARES ETF TRUST 703.0 $25K +574.0 +445.0% $36.03 +64.3%
6565 CALL SUNRISE RLTY TR INC 3,300.0 $25K -8K -69.7% $7.67
6566 PTRN PATTERN GROUP INC Technology 2,036.0 $25K +1K +125.5% $12.43 +111.2%
6567 PUT AVINO SILVER & GOLD MINES LT 4,000.0 $25K NEW $6.32
6568 SHEN SHENANDOAH TELECOMMUNICATION Communication Services 1,639.0 $25K NEW $15.42 -25.2%
6569 CALL UPBOUND GROUP INC 1,400.0 $25K +200.0 +16.7% $18.05
6570 INMD INMODE LTD Healthcare 1,847.0 $25K -64K -97.2% $13.68 +12.3%
6571 ARMG THEMES ETF TR 2,599.0 $25K NEW $9.71 +157.9%
6572 PUT NEWTEKONE INC 2,300.0 $25K +2K +475.0% $10.95
6573 PUT KORN FERRY 400.0 $25K -1K -73.3% $62.95
6574 PUT RCI HOSPITALITY HLDGS INC 1,100.0 $25K -700.0 -38.9% $22.81
6575 PUT ROCKET PHARMACEUTICALS INC 7,000.0 $25K -5K -41.2% $3.58
6576 PUT PRIMERICA INC 100.0 $25K NEW $250.48
6577 CALL DIAMEDICA THERAPEUTICS INC 3,700.0 $25K -300.0 -7.5% $6.77
6578 PUT AZZ INC 200.0 $25K NEW $125.13
6579 CALL ENOVIS CORPORATION 1,100.0 $25K -18K -94.1% $22.75
6580 CALL FARMERS NATIONAL BANC CORP 1,900.0 $25K NEW $13.16
Page 329 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%