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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 333 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6641 BOC BOSTON OMAHA CORP Communication Services 2,005.0 $23K -3K -60.7% $11.68 +20.8%
6642 LQDT LIQUIDITY SVCS INC Consumer Cyclical 766.0 $23K NEW $30.57 +27.0%
6643 PUT SHOE CARNIVAL INC 1,500.0 $23K -3K -69.4% $15.59
6644 PUT LITHIUM ARGENTINA AG 3,500.0 $23K -14K -79.9% $6.68
6645 CALL IHEARTMEDIA INC 8,000.0 $23K $2.92
6646 LIFECORE BIOMEDICAL INC 6,277.0 $23K +5K +372.7% $3.72
6647 CALL MAYVILLE ENGR CO INC 1,300.0 $23K +900.0 +225.0% $17.95
6648 PUT NATIONAL VISION HLDGS INC 900.0 $23K -200.0 -18.2% $25.90
6649 CALL PROVIDENT FINL SVCS INC 1,100.0 $23K +600.0 +120.0% $21.16
6650 TARA PROTARA THERAPEUTICS INC Healthcare 4,449.0 $23K NEW $5.21 -21.5%
6651 PUT AGCO CORP 200.0 $23K NEW $115.87
6652 PAL PROFICIENT AUTO LOGISTICS IN Industrials 3,417.0 $23K NEW $6.78 +6.0%
6653 HYPR HYPERFINE INC Healthcare 21,380.0 $23K +20K +1096.4% $1.08 -8.2%
6654 CALL CUMBERLAND PHARMACEUTICALS I 7,100.0 $23K NEW $3.25
6655 VLTO VERALTO CORP Industrials 260.0 $23K NEW $88.42 +2.0%
6656 CALL TYRA BIOSCIENCES INC 600.0 $23K +500.0 +500.0% $38.30
6657 CALL BELDEN INC 200.0 $23K +100.0 +100.0% $114.83
6658 TOPT ISHARES TR 802.0 $23K -2K -74.6% $28.62 +16.6%
6659 PUT GRUPO AEROPORTUARIO DEL CENT 200.0 $23K NEW $114.73
6660 CALL NAVIENT CORPORATION 2,800.0 $23K +3K +2700.0% $8.18
Page 333 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%