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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 335 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6681 ASTRANA HEALTH INC 917.0 $22K +836.0 +1032.1% $24.52
6682 TWST TWIST BIOSCIENCE CORP Healthcare 473.0 $22K -225.0 -32.2% $47.52 +101.7%
6683 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 6,223.0 $22K NEW $3.61 -10.2%
6684 PUT FARMLAND PARTNERS INC 2,000.0 $22K +1K +122.2% $11.23
6685 PUT REDWOOD TRUST INC 4,000.0 $22K -5K -56.5% $5.61
6686 PUT PEMBINA PIPELINE CORP 500.0 $22K -900.0 -64.3% $44.76
6687 MLKN MILLERKNOLL INC Consumer Cyclical 1,546.0 $22K -920.0 -37.3% $14.46 +46.5%
6688 PUT TAYSHA GENE THERAPIES INC 5,000.0 $22K -6K -54.5% $4.47
6689 GAU GALIANO GOLD INC Basic Materials 8,876.0 $22K -325K -97.3% $2.51 -26.3%
6690 CALL ARDENT HEALTH INC 2,600.0 $22K +2K +225.0% $8.56
6691 CALL JACK IN THE BOX INC 2,300.0 $22K -14K -85.6% $9.67
6692 CALL ANAPTYSBIO INC 400.0 $22K -6K -93.2% $55.46
6693 IMMR IMMERSION CORP Technology 4,063.0 $22K -61K -93.7% $5.46 +19.4%
6694 MEI METHODE ELECTRS INC Technology 4,009.0 $22K NEW $5.52 +199.5%
6695 CALL AVINO SILVER & GOLD MINES LT 3,500.0 $22K NEW $6.32
6696 CALL STERIS PLC 100.0 $22K -400.0 -80.0% $221.13
6697 TNGX TANGO THERAPEUTICS INC Healthcare 1,056.0 $22K NEW $20.92 +38.7%
6698 WORLD FDS TR 4,037.0 $22K NEW $5.47
6699 PUT CUSHMAN AND WAKEFIELD LTD 1,800.0 $22K NEW $12.26
6700 INSEEGO CORP 1,984.0 $22K -4K -66.5% $11.12
Page 335 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%