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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 353 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7041 CQQQ INVESCO EXCH TRADED FD TR II 308.0 $14K NEW $46.02 +13.8%
7042 SGU STAR GROUP LP Energy 1,154.0 $14K NEW $12.28 +5.5%
7043 CALL BROADWIND INC 6,800.0 $14K -6K -48.5% $2.08
7044 COIW ROUNDHILL ETF TRUST 1,159.0 $14K -215.0 -15.7% $12.20 -21.0%
7045 VOLATILITY SHS TR 351.0 $14K NEW $40.25
7046 CTKB CYTEK BIOSCIENCES INC Healthcare 3,226.0 $14K +1K +61.1% $4.37 +4.6%
7047 TDAY USA TODAY CO INC Communication Services 1,995.0 $14K -5K -70.9% $7.05 +21.6%
7048 CALL REDWOOD TRUST INC 2,500.0 $14K $5.61
7049 CALL AMTECH SYS INC 1,200.0 $14K +1K +1100.0% $11.68
7050 PUT INTELLICHECK MOBILISA INC 2,000.0 $14K +2K +1900.0% $6.99
7051 FG F&G ANNUITIES & LIFE INC Financial Services 552.0 $14K NEW $25.32 +19.3%
7052 PUT DXP ENTERPRISES INC 100.0 $14K -100.0 -50.0% $139.72
7053 UUUG THEMES ETF TR 1,355.0 $14K NEW $10.30 -64.5%
7054 NSP INSPERITY INC Industrials 516.0 $14K -1K -71.4% $27.04 +89.0%
7055 PUT NURIX THERAPEUTICS INC 900.0 $14K -1K -60.9% $15.50
7056 PUT GYRE THERAPEUTICS INC 2,000.0 $14K -100.0 -4.8% $6.97
7057 LYEL LYELL IMMUNOPHARMA INC Healthcare 693.0 $14K +656.0 +1773.0% $20.06 -34.6%
7058 PUT WINTRUST FINL CORP 100.0 $14K NEW $138.94
7059 CALL VEON LTD 300.0 $14K +200.0 +200.0% $46.30
7060 CALL BIOCERES CROP SOLUTIONS CORP 31,200.0 $14K NEW $0.45
Page 353 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%