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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 383 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7641 LXEO LEXEO THERAPEUTICS INC Healthcare 1,240.0 $7K -12K -90.5% $5.74 -18.3%
7642 CALL SILA REALTY TRUST INC 300.0 $7K NEW $23.68
7643 INTW GRANITESHARES ETF TR 137.0 $7K NEW $51.82 -56.8%
7644 CALL CI&T INC 1,400.0 $7K +1K +366.7% $5.07
7645 PUT PULMONX CORP 5,500.0 $7K $1.29
7646 PUT EVOLENT HEALTH INC 3,100.0 $7K -20K -86.3% $2.28
7647 PUT BRC INC 9,100.0 $7K +8K +1200.0% $0.78
7648 PUT SENSATA TECHNOLOGIES HLDG PL 200.0 $7K NEW $35.22
7649 ROUNDHILL ETF TRUST 231.0 $7K NEW $30.44
7650 BWAY BRAINSWAY LTD Healthcare 529.0 $7K NEW $13.29 +18.4%
7651 CALL CASTOR MARITIME INC 3,800.0 $7K +2K +65.2% $1.85
7652 PUT STRATASYS LTD 900.0 $7K -15K -94.3% $7.81
7653 CALL KONTOOR BRANDS INC 100.0 $7K -100.0 -50.0% $70.29
7654 PUT BLINK CHARGING CO 12,400.0 $7K -25K -66.8% $0.57
7655 PUT BJS RESTAURANTS INC 200.0 $7K -200.0 -50.0% $35.10
7656 CALL TARSUS PHARMACEUTICALS INC 100.0 $7K NEW $70.15
7657 PLYY GRANITESHARES ETF TR 565.0 $7K -131.0 -18.8% $12.41 -29.3%
7658 CALL COMPASS MINERALS INTL INC 300.0 $7K -100.0 -25.0% $23.35
7659 PUT COMPASS MINERALS INTL INC 300.0 $7K +200.0 +200.0% $23.35
7660 CALL WIPRO LTD 3,300.0 $7K +3K +3200.0% $2.12
Page 383 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%