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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 386 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7701 PUT GAMBLING COM GROUP LIMITED 1,700.0 $7K -8K -82.5% $3.88
7702 CALL THE BALDWIN INSURANCE GRP IN 300.0 $7K NEW $21.94
7703 AMDW ROUNDHILL ETF TRUST 162.0 $7K +69.0 +74.2% $40.56 +128.0%
7704 PUT CARLYLE SECURED LENDING INC 600.0 $7K -1K -62.5% $10.94
7705 PUT THREDUP INC 2,000.0 $7K -300.0 -13.0% $3.28
7706 CALL MV OIL TR 2,900.0 $7K +2K +480.0% $2.26
7707 PUT IMMUNIC INC 5,900.0 $7K NEW $1.11
7708 CALL PDF SOLUTIONS INC 200.0 $7K -100.0 -33.3% $32.71
7709 PUT WEST FRASER TIMBER LTD 100.0 $7K -300.0 -75.0% $65.29
7710 PUT MARRIOTT VACATIONS WORLDWIDE 100.0 $7K NEW $65.12
7711 PUT BAR HBR BANKSHARES 200.0 $6K -5K -96.3% $32.45
7712 PUT COGNYTE SOFTWARE LTD 800.0 $6K $8.10
7713 CALL SOLID BIOSCIENCES INC 900.0 $6K -2K -71.0% $7.20
7714 FIDELITY SOLANA FD 662.0 $6K +619.0 +1439.5% $9.75
7715 PUT INVESCO EXCHANGE TRADED FD T 200.0 $6K NEW $32.23
7716 CALL NATIONAL ENERGY SERVICES REU 300.0 $6K NEW $21.47
7717 CALL ONE LIBERTY PPTYS INC 300.0 $6K +100.0 +50.0% $21.46
7718 CALL CAMBIUM NETWORKS CORP 42,900.0 $6K +2K +5.9% $0.15
7719 PUT STEALTHGAS INC 700.0 $6K +600.0 +600.0% $9.18
7720 CALL PERMA-FIX ENVIRONMENTAL SVCS 600.0 $6K NEW $10.69
Page 386 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%