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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 387 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7721 CALL CLEAR CHANNEL OUTDOOR HLDGS 2,700.0 $6K -33K -92.5% $2.37
7722 PUT SOUTHERN MO BANCORP INC 100.0 $6K NEW $63.94
7723 PUT BAUSCH PLUS LOMB CORP 400.0 $6K NEW $15.90
7724 RPC RIDGEPOST CAP INC Financial Services 876.0 $6K -4K -80.7% $7.26 +20.7%
7725 SMP STANDARD MTR PRODS INC Consumer Cyclical 183.0 $6K -294.0 -61.6% $34.74 +11.1%
7726 FJET STARFIGHTERS SPACE INC Industrials 1,069.0 $6K -4K -80.3% $5.92 -34.7%
7727 PUT ORCHID IS CAP INC 900.0 $6K +400.0 +80.0% $7.03
7728 FLS FLOWSERVE CORP Industrials 86.0 $6K NEW $73.50 -6.9%
7729 PUT MYRIAD GENETICS INC 1,400.0 $6K NEW $4.50
7730 CALL INTELLICHECK MOBILISA INC 900.0 $6K -13K -93.3% $6.99
7731 CALL ADTRAN HOLDINGS INC 500.0 $6K -8K -93.9% $12.58
7732 PUT XOMA ROYALTY CORPORATION 200.0 $6K +100.0 +100.0% $31.37
7733 CRCT CRICUT INC Technology 1,675.0 $6K +262.0 +18.5% $3.74 +23.8%
7734 PUT INDUSTRIAL LOGISTICS PPTYS T 1,100.0 $6K NEW $5.68
7735 PUT HEARTLAND EXPRESS INC 600.0 $6K -400.0 -40.0% $10.40
7736 PUT EMPIRE ST RLTY TR INC 1,200.0 $6K NEW $5.20
7737 CALL ALLIANCE LAUNDRY HLDGS INC 300.0 $6K NEW $20.74
7738 PUT GORMAN RUPP CO 100.0 $6K NEW $62.13
7739 PUT REX ETF TR 600.0 $6K +400.0 +200.0% $10.35
7740 CALL ELLINGTON CREDIT COMPANY 1,400.0 $6K +300.0 +27.3% $4.43
Page 387 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%