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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 399 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7961 BNC CEA INDUSTRIES INC Industrials 1,530.0 $4K -31K -95.3% $2.92 +0.5%
7962 CALL TILLYS INC 1,100.0 $4K NEW $4.05
7963 PKST PEAKSTONE REALTY TRUST Real Estate 213.0 $4K -1K -84.0% $20.89 +0.5%
7964 CALL XUNLEI LTD 800.0 $4K -65K -98.8% $5.56
7965 LIFEZONE METALS LIMITED 1,322.0 $4K NEW $3.36
7966 CALL ZUMIEZ INC 200.0 $4K +100.0 +100.0% $22.16
7967 IEUR ISHARES TR 63.0 $4K NEW $70.27 +6.9%
7968 PUT FREQUENCY ELECTRS INC 100.0 $4K NEW $44.26
7969 PUT GOSSAMER BIO INC 13,400.0 $4K -24K -64.5% $0.33
7970 HSDT SOLANA CO Healthcare 2,544.0 $4K NEW $1.73 -2.6%
7971 PUT VIRTU FINL INC 100.0 $4K -1K -90.9% $43.98
7972 PUT EVERSPIN TECHNOLOGIES INC 500.0 $4K NEW $8.79
7973 WTRG ESSENTIAL UTILS INC Utilities 109.0 $4K NEW $40.27 -1.4%
7974 GEVG THEMES ETF TR 197.0 $4K NEW $22.26 +31.3%
7975 CALL SKYWARD SPECIALTY INS GROUP 100.0 $4K -500.0 -83.3% $43.68
7976 FPI FARMLAND PARTNERS INC Real Estate 389.0 $4K NEW $11.23 -13.7%
7977 BROOKFIELD BUSINESS CORP 138.0 $4K NEW $31.64
7978 QBTS D-WAVE QUANTUM INC Technology 302.0 $4K -386K -99.9% $14.43 +16.0%
7979 HDEF DBX ETF TR 134.0 $4K +102.0 +318.8% $32.40 +2.6%
7980 PUT NEONODE INC 3,100.0 $4K -33K -91.4% $1.40
Page 399 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%