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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 400 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7981 CALL COMTECH TELECOMMUNICATIONS C 1,300.0 $4K NEW $3.32
7982 PUT FINVOLUTION GROUP 900.0 $4K -1K -52.6% $4.79
7983 PUT ALGONQUIN POWER & UTILITIES 700.0 $4K NEW $6.14
7984 PUT LENDINGCLUB ISSUANCE TR SER 300.0 $4K -8K -96.6% $14.32
7985 CALL SEAPORT ENTMT GROUP INC 200.0 $4K $21.48
7986 PUT CENTURY THERAPEUTICS INC 1,900.0 $4K $2.26
7987 PUT CANARY XRP ETF 300.0 $4K NEW $14.30
7988 CALL HIGHWOODS PPTYS INC 200.0 $4K -3K -93.5% $21.41
7989 PUT HIGHWOODS PPTYS INC 200.0 $4K -8K -97.5% $21.41
7990 CALL IMMUTEP LTD 12,200.0 $4K -11K -47.2% $0.35
7991 TGLS TECNOGLASS INC Basic Materials 96.0 $4K NEW $44.54 +4.2%
7992 CALL NEUROONE MED TECHNOLOGIES CO 5,500.0 $4K NEW $0.78
7993 CALL ARLO TECHNOLOGIES INC 300.0 $4K -100.0 -25.0% $14.23
7994 CALL GOOSEHEAD INS INC 100.0 $4K NEW $42.66
7995 CNBS AMPLIFY ETF TR 193.0 $4K -676.0 -77.8% $22.04 +18.0%
7996 FSTA FIDELITY COVINGTON TRUST 81.0 $4K NEW $52.32 +2.6%
7997 PUT TORTOISE CAPITAL SERIES TRUS 100.0 $4K NEW $42.36
7998 STOK STOKE THERAPEUTICS INC Healthcare 130.0 $4K -14K -99.1% $32.55 -10.7%
7999 PUT XPONENTIAL FITNESS INC 700.0 $4K -26K -97.3% $6.02
8000 PUT TELEPHONE & DATA SYS INC 100.0 $4K -100.0 -50.0% $42.10
Page 400 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%