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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 66 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 CALL COSTAR GROUP INC 95,900.0 $3.9M 0.00% -82K -46.0% $40.34
1302 PUT LI AUTO INC 216,900.0 $3.9M 0.00% -563K -72.2% $17.83
1303 PUT CORCEPT THERAPEUTICS INC 95,900.0 $3.9M 0.00% -138K -59.0% $40.31
1304 CALL PROGRESSIVE CORP 19,500.0 $3.9M 0.00% -14K -41.1% $198.24
1305 PUT CELESTICA INC 13,700.0 $3.9M 0.00% -144K -91.3% $281.68
1306 PUT DIREXION SHARES ETF TRUST 32,900.0 $3.8M 0.00% +9K +38.8% $117.02
1307 PUT SIX FLAGS ENTERTAINMENT CORP 216,700.0 $3.8M 0.00% NEW $17.75
1308 CALL THE CAMPBELLS COMPANY 172,600.0 $3.8M 0.00% +91K +112.6% $22.27
1309 CALL UNILEVER PLC 84,600.0 $3.8M 0.00% +12K +15.7% $45.29
1310 PUT VIKING HOLDINGS LTD 51,900.0 $3.8M 0.00% +23K +78.3% $73.48
1311 CALL NATERA INC 19,000.0 $3.8M 0.00% +15K +331.8% $199.99
1312 CALL COMSTOCK RES INC 180,200.0 $3.8M 0.00% +101K +127.8% $21.08
1313 CALL AMDOCS LTD 58,200.0 $3.8M 0.00% +20K +52.8% $65.26
1314 PUT DIAGEO PLC 51,000.0 $3.8M 0.00% +8K +19.2% $74.45
1315 PUT SAIA INC 10,800.0 $3.8M 0.00% +9K +500.0% $351.28
1316 QURE UNIQURE NV Healthcare 231,769.0 $3.8M 0.00% +121K +109.4% $16.35 +146.2%
1317 PLXS PLEXUS CORP Technology 18,687.0 $3.8M 0.00% +13K +219.0% $202.54 +23.7%
1318 DBA INVESCO DB MULTI-SECTOR COMM Financial Services 138,363.0 $3.8M 0.00% NEW $27.32 +1.9%
1319 PUT BAKER HUGHES COMPANY 61,900.0 $3.8M 0.00% -29K -32.2% $61.05
1320 CALL HAWAIIAN ELEC INDS INC MTN B 254,500.0 $3.8M 0.00% -76K -22.9% $14.84
Page 66 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%