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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 68 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1341 PUT LAMB WESTON HLDGS INC 87,300.0 $3.7M 0.00% -15K -14.9% $42.26
1342 CALL ROYALTY PHARMA PLC 76,600.0 $3.7M 0.00% +46K +153.6% $47.97
1343 PUT PNC FINL SVCS GROUP INC 17,600.0 $3.7M 0.00% -22K -55.0% $208.09
1344 PUT J P MORGAN EXCHANGE TRADED F 65,800.0 $3.7M 0.00% NEW $55.52
1345 AAP ADVANCE AUTO PARTS INC Consumer Cyclical 69,028.0 $3.6M 0.00% -23K -24.8% $52.75 +0.8%
1346 CALL BAXTER INTL INC 216,200.0 $3.6M 0.00% +75K +52.7% $16.80
1347 CALL WIX COM LTD 40,300.0 $3.6M 0.00% +25K +168.7% $90.07
1348 PUT CRISPR THERAPEUTICS AG 76,300.0 $3.6M 0.00% -65K -46.0% $47.57
1349 CALL CELANESE CORP DEL 55,100.0 $3.6M 0.00% $65.77
1350 PUT HUMANA INC 20,900.0 $3.6M 0.00% -39K -64.9% $173.39
1351 CALL URANIUM ENERGY CORP 268,400.0 $3.6M 0.00% -321K -54.5% $13.50
1352 PUT CLEVELAND-CLIFFS INC NEW 427,700.0 $3.6M 0.00% -851K -66.5% $8.45
1353 CALL GILDAN ACTIVEWEAR INC 64,900.0 $3.6M 0.00% -78K -54.5% $55.65
1354 CALL CITIZENS FINL GROUP INC 59,900.0 $3.6M 0.00% +22K +57.2% $59.97
1355 CALL INVESCO EXCH TRADED FD TR II 58,700.0 $3.6M 0.00% NEW $61.07
1356 CALL SEALED AIR CORP NEW 85,100.0 $3.6M 0.00% -8K -8.4% $42.05
1357 CALL RALPH LAUREN CORP 10,400.0 $3.6M 0.00% +8K +333.3% $343.99
1358 CALL HSBC HLDGS PLC 43,300.0 $3.6M 0.00% -139K -76.3% $82.49
1359 PUT APOGEE THERAPEUTICS INC 42,300.0 $3.6M 0.00% +7K +20.5% $84.17
1360 CALL LISTED FDS TR 103,700.0 $3.6M 0.00% +12K +13.2% $34.25
Page 68 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%