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Portfolio (Quarterly) Guide ↗

Thomas J. Herzfeld Advisors, Inc.

· CIK 0001509510
13F Portfolio $294M AUM 115 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 27 New 28 Added 46 Reduced 19 Exited
Page 1 of 2  ·  28 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 FS Specialty Lending Fund 2,808,727.0 $35.1M 11.95% +758K +37.0% $12.51
2 FSCO FS Credit Opportunities Corp Financial Services 3,679,935.0 $18.8M 6.38% +1.8M +93.7% $5.10 +0.8%
3 Highland Floating Rate Opportunities Fund 2,715,661.0 $15.5M 5.27% +258K +10.5% $5.71
4 GOF Guggenheim Strategic Opp Fund Financial Services 1,015,400.0 $11.2M 3.81% +88K +9.5% $11.02 +1.0%
5 TFLO iShares Tr 79,468.0 $4.0M 1.37% +75K +1678.2% $50.63 -0.1%
6 EIC Eagle Pointe Income Company Financial Services 394,000.0 $3.7M 1.26% +83K +26.8% $9.44 +14.1%
7 EMO Clearbridge Energy Midstrm O Financial Services 59,023.0 $3.1M 1.06% +58K +5709.4% $52.82 -0.8%
8 PTY PIMCO Corporate & Income Opp Fund Financial Services 249,976.0 $3.0M 1.02% +194K +347.8% $12.06 -1.2%
9 PDI PIMCO Dynamic Income Fd Financial Services 154,860.0 $2.6M 0.90% +2K +1.3% $17.11 -1.5%
10 STK Columbia Seligman Premium Technology Growth Fund Financial Services 66,224.0 $2.5M 0.85% +60K +1035.1% $37.93 +36.0%
11 MEGI NYLI CBRE Gbl Infr Megtrnds Financial Services 130,723.0 $1.9M 0.65% +17K +15.2% $14.69 +1.4%
12 GAM General American Investors Co Inc Financial Services 32,661.0 $1.9M 0.65% +33K +10000.0% $58.47 +9.5%
13 EDD Morgan Stanley Emerging Mkts Financial Services 136,584.0 $692K 0.23% +135K +10000.0% $5.07 +6.9%
14 EMD Western Asset Emerging Mkts Financial Services 68,384.0 $672K 0.23% +67K +4300.5% $9.82 +6.7%
15 PFO Flaherty & Crumrine Pfd Inco Financial Services 3,724.0 $34K 0.01% +379.0 +11.3% $9.04 +0.4%
16 EDF Virtus Stone HBR Emrg Mkts I Financial Services 6,614.0 $32K 0.01% +5K +222.3% $4.78 +9.2%
17 TSI TCW Strategic Income Fund Inc Financial Services 3,258.0 $15K 0.01% +1K +62.9% $4.49 +1.6%
18 CLM Cornerstone Strategic Value Fund Inc Financial Services 1,120.0 $8K 0.00% +60.0 +5.7% $7.28 +4.0%
19 ADX Adams Diversified Equity Fund Inc Financial Services 314.0 $7K 0.00% +6.0 +1.9% $21.87 +14.6%
20 RVT Royce Small-Cap Trust Inc. Financial Services 402.0 $7K 0.00% +7.0 +1.8% $16.61 +8.5%
Page 1 of 2  ·  28 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 99.9%
Communication Services 0.1%
Basic Materials 0.0%